7 jobs found

Barclays Join Barclays - In your new role as a Transaction Monitoring Analyst, you'll play a vital part in protecting the integrity of our operations. You'll support a range of Transaction Monitoring processes, from reconciling data sources that may trigger case openings or suspicious activity reports (SARs), to tracking and escalating technology issues and monitoring daily production metrics. Working closely with Transaction Monitoring operations team leaders, you'll help ensure critical functions are delivered accurately and on time. You'll also contribute to investigations and reviews for higherrisk customers, including alert analysis, SAR drafting, enhanced due diligence (EDD), and politically exposed persons (PEP) reviews. In addition, you'll conduct independent suspicious activity investigations, perform new account screenings, and review sanctions and PEP screening results - making a direct impact on safeguarding Barclays and supporting its longterm resilience. To be...

Fidelity Investments Job Description: The Team Asset Management Compliance ('AMC') works closely with Fidelity's investment teams across all asset classes to ensure compliance with global regulations, investor requirements, and corporate policies in the interest of promoting customer trust and confidence in Fidelity. AMC is committed to driving Fidelity forward through business partnership and stewardship, platform modernization, and talent development. AMC associates are passionate about delivering sound guidance and creative solutions in a timely and responsive manner to support Asset Management in delivering the best customer experience in the industry. In support of the FMR and Strategic Advisers Sub-Adviser compliance programs, the AMC Sub-Adviser Oversight Team performs initial due diligence on prospective sub-adviser candidates and ongoing oversight of Board approved sub-advisers. We interact frequently with Fidelity control partners, including Legal, Treasurer's...

Ameriprise Financial Do you have financial planning experience and want to advance your career with an industry-leading firm? Ameriprise Financial is America's leader in financial planning and ranked #1 in customer dedication. As a Registered Client Service Associate, you will provide dedicated support to high producing advisor(s) by preparing portfolio materials for client meetings, leverage your analytical skills to build financial plans, and lead client interactions to retain and develop deeper relationships. At Ameriprise Financial, we take pride in providing our clients with a personalized experience every step of the way; if you thrive in an environment where you can help others and build a positive impact on a client's overall experience, we invite you to take your career to the next level by applying to join our team today! Key Responsibilities: Assist advisor(s) in servicing clients including preparing financial plans, conducting investment research and...

Barclays Embark on a transformative journey as a Financial Intelligence Unit Investigator AVP. You will be responsible for the investigation and regulatory reporting of complex and priority financial crime threats, and the ongoing identification of emerging and key threats through the use of strategic and data driven intelligence. You will assist the FIU in ensuring compliance with internal policies and procedures, relating to AML investigations, as well as ensuring the Bank meets its statutory and regulatory obligations for reporting suspicious activity, in addition to assisting in the disruption of financial crime within Barclays and in the wider industry. To be successful as a Financial Intelligence Unit Investigator AVP, you should have experience with: AML Compliance and Bank Secrecy Act or other relevant experience Intelligence or investigative experience involving financial crime related matters, including terrorism, human trafficking, bribery &...

NFP Who We Are: NFP, an Aon company, is a multiple Best Places to Work award winner in Business Insurance who has also earned the WORK180 employer endorsement. We are an organization of consultative advisors and problem solvers. We help companies and individuals around the globe address their most significant risk, workforce, wealth management and retirement challenges through custom solutions and a people-first approach. To learn more, please visit: https://www.NFP.com. Job Summary: The Property & Casualty, Commercial Lines Account Executive interacts with clients on a day-to-day basis while developing and maintaining relationships with both client and carrier representatives. You will prepare applications, specifications and marketing strategy for new business as well as the renewals of assigned clients with some degree of supervision and approval from your manager. You will manage a book of business comprised of middle markets to larger insurance clients with an...

Job Description Are You Ready to Make It Happen at Mondelēz International? Join our Mission to Lead the Future of Snacking. Make It Uniquely Yours. In Accounting & External Reporting we are a team of experts dedicated to ensuring absolute integrity and accuracy of our financial data and reporting, delivering results with speed and data that enables insights for Enterprise Value Creation. The Sr. Accounting analyst will support the North America Region, USA and Canada, accounting processes for areas including our acquired entities, payroll, benefits, and intercompany cross-charges. You will also coordinate with our shared services partners; Genpact and Accenture. Strong accounting/finance knowledge and analytical skills as well as good communication skills and assertiveness are key to be successful in this role. The role includes improving processes in the assigned areas as well as ensuring monthly, quarterly, and annual activities are completed accurately and on a...

Job Description Are You Ready to Make It Happen at Mondelēz International? Join our Mission to Lead the Future of Snacking. Make It Uniquely Yours. You will perform detailed finance analysis, digitalization of financial analytics and data structuring under the guidance of the Finance Manager. You will collect data, be responsible for maintaining information integrity, monitor reconciliations and conduct checks and controls. How you will contribute You will: Execute aspects of finance planning and performance management process and related financial decisions potentially including Annual Contract planning/forecasting, target development, financial performance reporting/analysis, financial modeling and decision support for a focused scope within a region, business unit, country, Supply Chain, Mondelēz International Business Services or Corporate Finance team. You will also execute data collection and data integrity checks Contribute to a strong controls and...