Aug 15, 2025
Investment Guidelines Analyst
- Strategic Staffing Solutions
- Dallas, TX, USA
Job Description
STRATEGIC STAFFING SOLUTIONS HAS AN OPENING!
This is a Contract Opportunity with our company that MUST be worked on a W2 Only. No C2C eligibility for this position. Visa Sponsorship is Available! The details are below.
"Beware of scams. S3 never asks for money during its onboarding process."
Job Title: Investment Guidelines Analyst Location: Dallas TX Hybrid Work (2-3 days on site a week) Duration: 6+ Months
Job ref# 242011
Job Summary and Responsibilities:
Basic Qualifications:
Preferred Qualifications:
This is a Contract Opportunity with our company that MUST be worked on a W2 Only. No C2C eligibility for this position. Visa Sponsorship is Available! The details are below.
"Beware of scams. S3 never asks for money during its onboarding process."
Job Title: Investment Guidelines Analyst Location: Dallas TX Hybrid Work (2-3 days on site a week) Duration: 6+ Months
Job ref# 242011
Job Summary and Responsibilities:
- Work on a team in Dallas that is responsible for post-trade guidelines exceptions monitoring, resolution and reporting
- Perform daily portfolio and trading surveillance to ensure that AWM meets client stipulated guidelines and applicable regulations across all types of financial instruments and portfolio management strategies
- Partner with the AWM business for investment guideline related issues covering a range of client accounts and funds with the shared goal of risk mitigation
- Connect daily with the traders, portfolio managers, compliance and other internal functional areas of AWM in order to resolve client and regulatory investment guideline breaches.
- Conduct independent review of the rules created by the coding resources of the team
- Provide monthly, quarterly and annual certifications of investment guidelines compliance to clients
- Contribute to programs that transform exception management systems, processes and workflows
- Provide monthly reporting of metrics to senior leadership including insightful analysis of the processes
Basic Qualifications:
- Bachelor's degree required with around 4 years of professional experience in the financial services industry
- Knowledge of operational aspects of an industry leading guideline monitoring platform like Sentinel, Aladdin, Charles River etc or related investment processes like trade management or liquidity management
- Understanding of Equity, Fixed Income, Currencies and Derivatives
- Ability to work in a global collaborative environment across regions including Bangalore, Dallas, London, New York, The Hague and Singapore
- Strong communication and interpersonal skills both written and oral
Preferred Qualifications:
- Experience working with Sentinel
States
TX
Security Clearance
NO Security Clearance
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Apply Now
Strategic Staffing Solutions
Strategic Staffing Solutions (S3) is a global IT consulting and business services corporation that delivers staff augmentation, total workforce management programs, outsourced solutions and direct hire recruiting with industry expertise in financial services, energy and utilities, oil, healthcare and insurance, telecommunications and retail distribution.Founded in Detroit, MI 35 years ago, S3 has reported consistent growth and profit every year since 1990, and carries zero debt. With locations throughout the U.S., Europe and the Americas, S3 consultants are placed in 49 states and in 22 countries.