Jul 05, 2025
Wells Fargo
About this role: Wells Fargo Advisors (WFA) is seeking a Supervisory Control Associate responsible for direct support of branches and their responsibilities for remote compliance supervision of Private Client Group (PCG) and Wealth Brokerage Services, (WBS) producing Branch Managers, and Financial Advisors. Learn more about the career areas and lines of business at www.wellsfargojobs.com In this role, you will: Participate or conduct compliance, supervision, control reviews, administration and technology Design risk processes and provide project management support Identify issues and provide resolution within Insurance or Private Client Groups Perform basic or tactical ongoing regulatory, compliance and operational reviews as well as other duties related to best practices and opportunities for additional synergies to maximize efficiencies Receive direction from management and exercise independent judgment while developing an understanding...
Professional Diversity Network
Minneapolis, MN, USA
Full-Time