1090 senior compliance analyst jobs found

Ameriprise Financial We have an exciting opportunity as a Senior Compliance Analyst who will join and be supported by a large global asset management compliance organization which is part of the Ameriprise Financial General Counsel's Organization ("GCO"). The Senior Compliance Analyst's responsibilities include leading and supporting execution of a wide-range of team processes tied the effective management of a large SEC-registered investment adviser's compliance program. Key Responsibilities: Support reviews of Policies and Procedures to ensure compliance with applicable regulatory requirements (e.g., SEC, etc.), industry standards and internal company policies. Assist in oversight review of Daily ETF Custom Baskets for ETFs and 6C-11 requirements, as well as oversight of Institutional Tasks, ERISA requirements, SMA accounts, and Annual Custody Memo. Establish and maintain relationships with business partners.Assist on compliance matters tied to new investment products...

Ameriprise Financial We have an exciting opportunity as a Senior Compliance Analyst who will join and be supported by a large global asset management compliance organization which is part of the Ameriprise Financial General Counsel's Organization ("GCO"). The Senior Compliance Analyst's responsibilities include leading and supporting execution of a wide-range of team processes tied the effective management of a large SEC-registered investment adviser's compliance program. Key Responsibilities: Support reviews of Policies and Procedures to ensure compliance with applicable regulatory requirements (e.g., SEC, etc.), industry standards and internal company policies. Assist in oversight review of Daily ETF Custom Baskets for ETFs and 6C-11 requirements, as well as oversight of Institutional Tasks, ERISA requirements, SMA accounts, and Annual Custody Memo. Establish and maintain relationships with business partners.Assist on compliance matters tied to new investment products...

Ameriprise Financial We have an exciting opportunity as a Senior Compliance Analyst who will join and be supported by a large global asset management compliance organization which is part of the Ameriprise Financial General Counsel's Organization ("GCO"). The Senior Compliance Analyst's responsibilities include leading and supporting execution of a wide-range of team processes tied the effective management of a large SEC-registered investment adviser's compliance program. Key Responsibilities: Support reviews of Policies and Procedures to ensure compliance with applicable regulatory requirements (e.g., SEC, etc.), industry standards and internal company policies. Assist in oversight review of Daily ETF Custom Baskets for ETFs and 6C-11 requirements, as well as oversight of Institutional Tasks, ERISA requirements, SMA accounts, and Annual Custody Memo. Establish and maintain relationships with business partners.Assist on compliance matters tied to new investment products...

Acushnet Company WE ARE A PRODUCT COMPANY. WE ARE A PROCESS COMPANY. ABOVE ALL, WE ARE A PEOPLE COMPANY. The history of the Acushnet Company is tightly woven into the fabric of golf. From the start, we've been committed to enriching the experience of dedicated golfers through superior product performance, technological innovation, unmatched quality, and exceptional service. We are more than a collection of leading golf brands and products. We are a team united in our passion for the game. We are bridge builders who embrace our responsibility to leave our brands, businesses, communities, and the game of golf in a better position than when we started. Together we live by the credo, "Autograph your work with excellence." We earn our position as unrivaled leaders in every category in which we compete, striving for excellence in all that we do - from the performance and consistency of our products to our engagement with golfers and trade partners, to our commitment to...

Job Description Are You Ready to Make It Happen at Mondelēz International? Join our Mission to Lead the Future of Snacking. Make It Uniquely Yours. In Accounting & External Reporting (“AER”) we are a team of experts dedicated to ensuring absolute integrity and accuracy of our financial data and reporting, delivering results with speed and data that enables insights for Enterprise Value Creation. The Senior Analyst, Accounting & External Reporting, NA will support the North America Region accounting processes for areas including leases, fixed assets, manufacturing, and marketing/advertising, as well as supporting ad-hoc projects. You will also coordinate with our shared services partners. The ideal candidate has a strong finance/accounting background, an analytical mindset, is detail-oriented, can perform technical accounting research, and has strong communication and interpersonal skills. The role includes identifying opportunities for process improvements in the...

AllianceBernstein Who You Will Work With: AB Private Alternatives teams are responsible for the investment management and client relationships across an array of private credit strategies in North America and Europe, including corporate direct lending, commercial real estate debt, private placements, opportunistic and distressed corporate credit, specialty finance, energy transition, aviation leasing, and NAV Lending. The Business Development team is responsible for the continued expansion of AB's Private Alternatives platform by providing support to our investment functions and executing on strategic initiatives. The team works in close partnership with a variety of groups across AB, including the Private Alternatives Investment Teams, Sales and Marketing, Product Development, Legal/Compliance, etc. to deliver on the platform's growth objectives in the following ways: Commercialization: partnering with sales colleagues to market and distribute fund and product offerings...

Avangrid The base salary range for this position is dependent upon experience and location, ranging from $98,785 to $123,482 Job Summary This position is responsible for monitoring the utilization of SAP Real Estate (RE) for the AGR Businesses (Corporate, Power and Networks) to include technical analysis of potential lease and long-term contracts, system inputs and presentation of results. Key Responsibilities This position will have no direct reports in their group of three including themselves. Review contracts entered in SAP Real Estate (RE) by the AGR Businesses (Corporate, Power and Networks) for accounting treatment as capitalized software license, leases, or long-term contracts under both US GAAP and IFRS accounting standards through comparison of business inputs against contracts, amendments, or other supporting documentation. Input variable payment drivers as provided by the business and analyze all the postings made via SAP RE to ensure accurate...

Barclays Join Barclays as a Credit Strategy Research Analyst and play a key role in shaping the weekly Barclays Tuesday Credit Call. In this role, you will collaborate with senior research professionals to identify and analyze timely topics from both macroeconomic and credit market perspectives. You'll draw on insights across the firm's research disciplines including economics, equities, interest rates, and FX to develop well-rounded, high-impact content. To be successful as a Credit Strategy Research Analyst, you should have: Extensive background in financial modeling and credit analysis Advanced proficiency in Excel and PowerPoint Solid foundation in macroeconomic research and credit market evaluation Some other highly valued skills may include: Prior exposure to investment banking or similar fast-paced financial environments Proven ability to engage with senior leadership and stakeholders Familiarity with data platforms such as Bloomberg,...

UNC Health Description Become part of an inclusive organization with over 40,000 teammates, whose mission is to improve the health and well-being of the unique communities we serve. Summary : The Senior Employee Relations Consultant is not just about resolving employee relations issues. This position plays a key role in providing support analyst functions on special projects. Expertise is sought after to counsel and advise management and employees on employee relations issues and in sensitive situations, always maintaining confidentiality of information. The Senior Employee Relations Consultant coordinates the functional activities of one or more specialized program areas in HR Services, providing technical assistance and guidance. Responsibilities : 1. Investigation and resolution of employee relations: Maintain a representative caseload involving variety of complex employee relations issues, including complaints and matters leading to formal grievances....

Texas Water Development Board TWDB Stephen F Austin Bldg (580TX-10000) 1700 Congress Ave PO Box 13231 Austin, 78711 **Must meet agency in-office requirements** ***Salary commensurate with experience and qualifications*** TEXAS WATER DEVELOPMENT BOARD’S MISSION Leading the state’s efforts in ensuring a secure water future for Texas. WORKING AT THE TWDB See why our work makes an impact ! The Texas Water Development Board (TWDB) offers a competitive compensation and benefits package including medical, dental, vision, 401(k), flexible spending, and flexible work alternatives so you can have a work/life balance! For more information about these benefits and more visit: http://www.twdb.texas.gov/jobs/benefits.asp . Please visit TWDB Career Page: http://www.twdb.texas.gov/jobs/ for more information. MILITARY EMPLOYMENT PREFERENCE Veterans, Reservists or Guardsmen with an MOS or additional duties that fall in the fields of 25B Information Technology...

Truist The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to create a profile, which will let you see your application status and any communications. If you already have a profile with us, you can log in to check status. Need Help? If you have a disability and need assistance with the application, you can request a reasonable accommodation. Send an email to Accessibility (accommodation requests only; other inquiries won't receive a response). Regular or Temporary: Regular Language Fluency: English (Required) Work Shift: 1st shift (United States of America) Please review the following job description: The GCO Senior Risk Advisory Manager I is responsible for providing first line of defense end-to-end risk management support for the Consumer and Small Business Banking (CSBB) organization, with primary focus on...

Truist The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to create a profile, which will let you see your application status and any communications. If you already have a profile with us, you can log in to check status. Need Help? If you have a disability and need assistance with the application, you can request a reasonable accommodation. Send an email to Accessibility (accommodation requests only; other inquiries won't receive a response). Regular or Temporary: Regular Language Fluency: English (Required) Work Shift: 1st shift (United States of America) Please review the following job description: The GCO Senior Risk Advisory Manager I is responsible for providing first line of defense end-to-end risk management support for the Consumer and Small Business Banking (CSBB) organization, with primary focus on...

Truist The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to create a profile, which will let you see your application status and any communications. If you already have a profile with us, you can log in to check status. Need Help? If you have a disability and need assistance with the application, you can request a reasonable accommodation. Send an email to Accessibility (accommodation requests only; other inquiries won't receive a response). Regular or Temporary: Regular Language Fluency: English (Required) Work Shift: 1st shift (United States of America) Please review the following job description: The GCO Senior Risk Advisory Manager I is responsible for providing first line of defense end-to-end risk management support for the Consumer and Small Business Banking (CSBB) organization, with primary focus on...

Truist The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to create a profile, which will let you see your application status and any communications. If you already have a profile with us, you can log in to check status. Need Help? If you have a disability and need assistance with the application, you can request a reasonable accommodation. Send an email to Accessibility (accommodation requests only; other inquiries won't receive a response). Regular or Temporary: Regular Language Fluency: English (Required) Work Shift: 1st shift (United States of America) Please review the following job description: Serve as a strategic business consultant to specified lines of business (LOBs), providing financial analysis and guidance to support key decisions and initiatives that may include new product development,...

Truist The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to create a profile, which will let you see your application status and any communications. If you already have a profile with us, you can log in to check status. Need Help? If you have a disability and need assistance with the application, you can request a reasonable accommodation. Send an email to Accessibility (accommodation requests only; other inquiries won't receive a response). Regular or Temporary: Regular Language Fluency: English (Required) Work Shift: 1st shift (United States of America) Please review the following job description: The GCO Senior Risk Advisory Manager I is responsible for providing first line of defense end-to-end risk management support for the Consumer and Small Business Banking (CSBB) organization, with primary focus on...

Truist The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to create a profile, which will let you see your application status and any communications. If you already have a profile with us, you can log in to check status. Need Help? If you have a disability and need assistance with the application, you can request a reasonable accommodation. Send an email to Accessibility (accommodation requests only; other inquiries won't receive a response). Regular or Temporary: Regular Language Fluency: English (Required) Work Shift: 1st shift (United States of America) Please review the following job description: Experienced level position that supports the Truist Unclaimed Property and Escheat Reporting program through compliance with state unclaimed property laws and regulations, including management of data,...

Wells Fargo About this role: Wells Fargo is seeking a Senior Treasury Analyst to support liquidity risk reporting, automation efforts, and data enhancement projects for loan and commitment products. In this role, you will: Perform daily analysis and reporting of the firm's loans and off-balance sheet commitments activities. Work with data providers to enhance data quality and availability. Document requirements to enhance reporting and complete testing of implementation. Assist in automating processes and identifying opportunities for efficiencies. Identify control deficiencies and propose and implement remediations. Collaborate with Technology, Internal Audit, Corporate Risk Management and outside parties including regulatory agencies, accounting and consulting firms. Make recommendations to more experienced group members and management. Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals....

Wells Fargo About this role: Wells Fargo is seeking a Senior Treasury Analyst to support liquidity risk reporting, automation efforts, and data enhancement projects for loan and commitment products. In this role, you will: Perform daily analysis and reporting of the firm's loans and off-balance sheet commitments activities. Work with data providers to enhance data quality and availability. Document requirements to enhance reporting and complete testing of implementation. Assist in automating processes and identifying opportunities for efficiencies. Identify control deficiencies and propose and implement remediations. Collaborate with Technology, Internal Audit, Corporate Risk Management and outside parties including regulatory agencies, accounting and consulting firms. Make recommendations to more experienced group members and management. Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals....

GOODWIN Join Goodwin's Global Operations Team, and make a real impact on a global scale. At Goodwin, we work with some of the world's most successful and innovative investors, entrepreneurs and disruptors in the life sciences, private equity, real estate, technology and financial industries, and where they converge. As part of the Global Operations Team - all business professionals at the firm - you'll collaborate with colleagues from diverse backgrounds and experiences, fostering an environment where cross-functional learning, networking, and collaboration are at the core of what we do. Here, we're not just supporting a law firm; we're partnering with attorneys and clients to deliver cutting-edge solutions in high-stakes litigation and dispute resolution, world-class regulatory compliance and advisory services, and complex transactions. Our commitment to integrity, ingenuity, agility, and ambition drives us, and we're proud to have been recognised as the "Best Business...

Avangrid The base salary for this position is dependent upon experience and location: Location: Portland, Oregon Salary: $94,490.00 to $118,113.00 Job Summary The Analyst, Trading Operations-Ld/Sr will be responsible to lead a coordinated effort across various groups within the company for the modeling and capture of structured deals. The over-all objective is to project manage the placement of proper deal capture elements within AR systems to achieve proper tracking and reporting of physical, financial, and environmental attributes of the transaction. Key Responsibilities Design and execute a process for leading a team of key stakeholders and project managing the accurate and timely capture of structured deals in Aligne and, when necessary WebTrader. Work closely with structured deal originators to learn the intended strategy and outcome of the deal and with Structure analysts to understand how the deal was valued. Read deal contracts to better understand...