13 security professional jobs found

Ameriprise Financial This position plays a key role in supporting the Corporate Secretary's Office and the Board of Directors and related corporate governance, securities and public company matters, and ensures compliance with regulatory expectations and responsibilities of public company boards. Key Responsibilities Ensure compliance with public company reporting and NYSE listing requirements, including performing a key role in the preparation of certain sections of the proxy statement and proxy material. Ensure compliance with rules and regulations related to corporate governance and company initiatives (e.g., dividends, acquisitions, dissolutions, etc.). Ensure compliance with insider trading and Section 16 and Rule 144 filing processes. Support shareholder engagement matters and shareholder-related matters and perform research relating to various corporate governance issues including shareholder proposals Stay abreast of governance trends and regulatory...

Canon Customs & Trade Compliance Advisor US-NY-Melville Job ID: 33332 Type: Full-Time # of Openings: 1 Category: Supply Chain/Logistics CUSA Melville Headquarters About the Role Canon U.S.A., Inc. in Melville, NY is currently seeking a Customs & Trade Compliance Advisor (Advisor, Logistics). The Customs & Trade Compliance Advisor serves as a subject matter resource within a function by offering advice on difficult issues within their area of expertise. Provides creative and effective solutions to problems and assists in the development of policies and procedures. Has a thorough knowledge of the functional area, works independently and interacts with peer-level employees across Canon. May provide input into establishing annual objectives for the function. Typically reports to a Senior Manager or Director, and may mentor less experienced professional staff. This position is full time and offers a hybrid work schedule requiring you to be in the...

  BUSINESS TITLE:   GENERAL COUNSEL CIVIL SERVICE TITLE/LEVEL: EXECUTIVE AGENCY COUNSEL DEPARTMENT:  LEGAL SALARY RANGE: $200,000-$235,000 POSITION STATUS:  ☒ Full-Time  APPLICATION DEADLINE: UNTIL FILLED JOB ID #:  757928    Start your career here at the NYC Campaign Finance Board. Click on the link to learn more about the  open positions at our agency!   ABOUT THE CAMPAIGN FINANCE BOARD The Campaign Finance Board is a nonpartisan, independent city agency that empowers New Yorkers to have a greater impact on their elections. Our mission is to make local democracy more open, transparent, and equitable by removing barriers to participation.  We make it easier for New Yorkers to vote, meaningfully support candidates for city office, and run for office themselves. NYC Votes, our voter engagement initiative, meets people where they are to share trustworthy election information and help New Yorkers make a plan to vote. We publish the citywide...

Yamaha Motor Corporation, USA Yamaha has an excellent opportunity for a Senior Compliance Analyst to join our team in Cypress, CA. We are looking for a candidate with expertise in consumer privacy and information security laws and regulations. The Senior Compliance Analyst will be responsible for supporting YMFC-US and its affiliate entities’ compliance management programs through advisory assistance to first-line business and operations units, second-line monitoring and testing, regulatory and third-party exam and audit support, development and oversight of internal governance documents, and other common financial service provider compliance duties. What you'll be doing: Lead the development of compliance-related programs and processes. Monitor legal/regulatory changes applicable to the business and operations units, including consumer finance, consumer privacy, information security, and protection product laws and regulations, and provide advisory support to...

Morgan Lewis Morgan, Lewis & Bockius LLP, one of the world's leading global law firms with offices in strategic hubs of commerce, law, and government across North America, Asia, Europe, and the Middle East, is seeking to hire a Securities Transaction and Compliance Coordinator to join the firm's Office of General Counsel. This position will report to the firm's Deputy General Counsel and will be responsible for administering and supporting the firm's internal pre-clearance policies and protocols for the purchase or sale of any security. Morgan Lewis recognizes the benefits of supporting flexible working arrangements. This position may be resident in the firm's Chicago, New York, or Philadelphia offices with a hybrid in-office/remote working schedule. Key responsibilities include: Review, analyze, and process securities trade requests in accordance with firm policies and protocols. Work closely with the firm's Securities Transaction Partner, firm attorneys,...

Morgan Lewis Morgan, Lewis & Bockius LLP, one of the world's leading global law firms with offices in strategic hubs of commerce, law, and government across North America, Asia, Europe, and the Middle East, is seeking to hire a Securities Transaction and Compliance Coordinator to join the firm's Office of General Counsel. This position will report to the firm's Deputy General Counsel and will be responsible for administering and supporting the firm's internal pre-clearance policies and protocols for the purchase or sale of any security. Morgan Lewis recognizes the benefits of supporting flexible working arrangements. This position may be resident in the firm's Chicago, New York, or Philadelphia offices with a hybrid in-office/remote working schedule. Key responsibilities include: Review, analyze, and process securities trade requests in accordance with firm policies and protocols. Work closely with the firm's Securities Transaction Partner, firm attorneys,...

Morgan Lewis Morgan, Lewis & Bockius LLP, one of the world's leading global law firms with offices in strategic hubs of commerce, law, and government across North America, Asia, Europe, and the Middle East, is seeking to hire a Securities Transaction and Compliance Coordinator to join the firm's Office of General Counsel. This position will report to the firm's Deputy General Counsel and will be responsible for administering and supporting the firm's internal pre-clearance policies and protocols for the purchase or sale of any security. Morgan Lewis recognizes the benefits of supporting flexible working arrangements. This position may be resident in the firm's Chicago, New York, or Philadelphia offices with a hybrid in-office/remote working schedule. Key responsibilities include: Review, analyze, and process securities trade requests in accordance with firm policies and protocols. Work closely with the firm's Securities Transaction Partner, firm attorneys,...

Eaton Vance We're seeking someone to join our team as a Vice President in Investment Management Legal to advise Parametric and other Investment Management businesses on derivatives-related trading agreements and related regulatory obligations. In the Legal & Compliance division, we assist the Firm in achieving its business objectives by facilitating and overseeing the Firm's management of legal, regulatory and franchise risk. This is a Vice President level position within the Investment Management Legal team. Since 1935, Morgan Stanley is known as a global leader in financial services, always evolving and innovating to better serve our clients and our communities in more than 40 countries around the world. What you'll do in the role: You will be part of the MSIM legal team, reporting to the Head of Solutions and Multi-Assets Legal and working under the supervision of senior attorneys. You will advise MSIM's Parametric business, which partners with advisors, institutions...

Eaton Vance We're seeking someone to join our team as a Vice President in Investment Management Legal to advise Parametric and other Investment Management businesses on derivatives-related trading agreements and related regulatory obligations. In the Legal & Compliance division, we assist the Firm in achieving its business objectives by facilitating and overseeing the Firm's management of legal, regulatory and franchise risk. This is a Vice President level position within the Investment Management Legal team. Since 1935, Morgan Stanley is known as a global leader in financial services, always evolving and innovating to better serve our clients and our communities in more than 40 countries around the world. What you'll do in the role: You will be part of the MSIM legal team, reporting to the Head of Solutions and Multi-Assets Legal and working under the supervision of senior attorneys. You will advise MSIM's Parametric business, which partners with advisors, institutions...

Rogers Corporation Summary: This role is responsible for leadingthe Cybersecurity Governance, Risk, & Compliance function with responsibility for a risk-based compliance program that integratesAssessment & Authorization (A&A/RMF),policy and planning, andcontinuous monitoringacross on-premise and cloud environments. Coordinates security control assessments and system authorizations perNIST RMFpractices and develops/maintains cybersecurity policy and governance to ensure alignment with enterprise goals and regulatory obligations (e.g., SOX, NIST 800-NNN, ISO/IEC 27001, privacy laws). Primary alignment toNICE Systems AuthorizationandCybersecurity Policy & Planningwork roles, with additional responsibilities consistent with theAuthorizing Official/Designating Representativerole for risk acceptance and accreditation decisions. Essential Functions: Lead the enterpriseAssessment & Authorization (A&A)lifecycle-categorization, control...

JustinBradley JustinBradley’s client, a real estate development and management organization focused on preventing homelessness, is seeking a Contracts & Procurement Specialist with 5+ years of experience to: Draft, negotiate, and issue Memorandums of Understanding, Memorandums of Agreement, and other documents necessary to facilitate various needs related to the management of the District's Continuum of Care Draft, finalize, and issue contracts that comply with funding source requirements for a variety of service and operational needs, including case management, building operations, food, janitorial, and security services Meet with the internal leadership, including the Chief of Operations and Chief Financial Officer, to determine specific contractual terms for the specialty services contract. Compensation is hourly, ranging from $45-60/hour. 40 hours/week in office downtown DC. PDN-a00fb99c-a87c-4acb-b0c8-090554181bfa

Morgan Lewis Morgan, Lewis & Bockius LLP, one of the world's leading global law firms with offices in strategic hubs of commerce, law, and government across North America, Asia, Europe, and the Middle East, is seeking to hire an Estate Accountant for the Private Client Group. The Estate Accountant will be responsible for performing a variety of fiduciary accounting tasks, including estate and tax planning projections and estate and trust administration. This position works closely with Private Client partners and directly with Firm clients. Morgan Lewis recognizes the benefits of supporting flexible working arrangements. This position will reside in our Boston or Philadelphia office with a hybrid in-office/remote working schedule (consisting of 3 days in-office and 2 days remote). Primary Responsibilities Responsible for the preparation and review of all types of fiduciary income tax returns, including federal estate tax returns, income tax returns for trusts...

Morgan Lewis Morgan, Lewis & Bockius LLP, one of the world's leading global law firms with offices in strategic hubs of commerce, law, and government across North America, Asia, Europe, and the Middle East, is seeking to hire an Estate Accountant for the Private Client Group. The Estate Accountant will be responsible for performing a variety of fiduciary accounting tasks, including estate and tax planning projections and estate and trust administration. This position works closely with Private Client partners and directly with Firm clients. Morgan Lewis recognizes the benefits of supporting flexible working arrangements. This position will reside in our Boston or Philadelphia office with a hybrid in-office/remote working schedule (consisting of 3 days in-office and 2 days remote). Primary Responsibilities Responsible for the preparation and review of all types of fiduciary income tax returns, including federal estate tax returns, income tax returns for trusts...