2 jobs found

Capital One Senior Manager, Cards Anti-Money Laundering (AML) Advisory Capital One is looking for a Senior Manager to support the Anti-Money Laundering (AML) Advisory Card and Enterprise Services team. The Senior Manager Compliance Advisor performs a key risk management role (second line of defense), to help ensure corporate initiatives and lines of business processes comply with applicable laws and regulations. While working within the Compliance Management Program framework, the Compliance Advisor Senior Manager is responsible for delivering quality results, providing compliance advice to lines of business as a subject matter expert, and executing or participating in corporate processes. Effective and efficient processes are critical to identifying and managing compliance risk, and meeting customer and regulator expectations. The Compliance Advisor performs a key risk management role (second line of defense), to help ensure corporate initiatives and lines of business...

Capital One Anti-Money Laundering (AML) Sr. Investigator II Subject Matter Expert (SME) The Anti-Money Laundering (AML) Sr. Investigator II - Subject Matter Expert (SME) will support various AML processes, which might include enhanced due diligence, complex investigations, testing, 314(b) and other AML related investigations. The right candidate will possess a strong working knowledge of AML and spend a portion of their time conducting investigations within queues, while also spending another portion of their time training, mentoring, coaching, participating in projects, and/or working on process improvements. Role expectations: Active working knowledge of current AML investigative processes and procedures including having a general awareness of all applicable work types (e.g., Bank, Card, and Capital One Auto Finance) Assistance with pipeline queue work such as conducting alert and case investigations, while maintaining high standards of production and quality...