45 senior manager risk compliance jobs found

Transamerica Job Family Regulatory Compliance About Us At Transamerica, hard work, innovative thinking, and personal accountability are qualities we honor and reward. We understand the potential of leveraging the talents of a diverse workforce. We embrace an environment where employees enjoy a balance between their careers, families, communities, and personal interests. Ultimately, we appreciate the uniqueness of a company where talented professionals work collaboratively in a positive environment - one focused on helping people look forward and plan for the best life possible while providing tools and solutions that make it easier to get there. Who We Are We believe everyone deserves to live their best life. More than a century ago, we were among the first financial services companies in America to serve everyday people from all walks of life. Today, we're part of an international holding company, with millions of customers and thousands of...

Transamerica Job Family Regulatory Compliance About Us At Transamerica, hard work, innovative thinking, and personal accountability are qualities we honor and reward. We understand the potential of leveraging the talents of a diverse workforce. We embrace an environment where employees enjoy a balance between their careers, families, communities, and personal interests. Ultimately, we appreciate the uniqueness of a company where talented professionals work collaboratively in a positive environment - one focused on helping people look forward and plan for the best life possible while providing tools and solutions that make it easier to get there. Who We Are We believe everyone deserves to live their best life. More than a century ago, we were among the first financial services companies in America to serve everyday people from all walks of life. Today, we're part of an international holding company, with millions of customers and thousands of...

Transamerica Job Family Regulatory Compliance About Us At Transamerica, hard work, innovative thinking, and personal accountability are qualities we honor and reward. We understand the potential of leveraging the talents of a diverse workforce. We embrace an environment where employees enjoy a balance between their careers, families, communities, and personal interests. Ultimately, we appreciate the uniqueness of a company where talented professionals work collaboratively in a positive environment - one focused on helping people look forward and plan for the best life possible while providing tools and solutions that make it easier to get there. Who We Are We believe everyone deserves to live their best life. More than a century ago, we were among the first financial services companies in America to serve everyday people from all walks of life. Today, we're part of an international holding company, with millions of customers and thousands of...

Transamerica Job Family Regulatory Compliance About Us At Transamerica, hard work, innovative thinking, and personal accountability are qualities we honor and reward. We understand the potential of leveraging the talents of a diverse workforce. We embrace an environment where employees enjoy a balance between their careers, families, communities, and personal interests. Ultimately, we appreciate the uniqueness of a company where talented professionals work collaboratively in a positive environment - one focused on helping people look forward and plan for the best life possible while providing tools and solutions that make it easier to get there. Who We Are We believe everyone deserves to live their best life. More than a century ago, we were among the first financial services companies in America to serve everyday people from all walks of life. Today, we're part of an international holding company, with millions of customers and thousands of...

Fidelity Investments Job Description: The Team The Risk Assessment and Testing Center of Excellence (CoE) is seeking a hardworking professional to join the team! In this role, you will help build an effective Sarbanes Oxley 404 testing program for emerging products at Fidelity. You will personify the Fidelity Leadership Principle of 'thinks and works across Fidelity'. The Role The CoE has set standards for performing risk assessments & controls testing and assessing the adequacy and effectiveness of controls, compliance, and governance processes. This role within the CoE team is responsible for driving all aspects of the Sarbanes Oxley 404 program including timely execution of high-quality risk assessments, control attestation, control testing, identifying, and mitigating key risks, establishing relationships with business partners, reporting key performance indicators, playing a key role in team initiatives, and coaching team members. The Skills and Expertise You...

Fidelity Investments Job Description: The Team The Risk Assessment and Testing Center of Excellence (CoE) is seeking a hardworking professional to join the team! In this role, you will help build an effective Sarbanes Oxley 404 testing program for emerging products at Fidelity. You will personify the Fidelity Leadership Principle of 'thinks and works across Fidelity'. The Role The CoE has set standards for performing risk assessments & controls testing and assessing the adequacy and effectiveness of controls, compliance, and governance processes. This role within the CoE team is responsible for driving all aspects of the Sarbanes Oxley 404 program including timely execution of high-quality risk assessments, control attestation, control testing, identifying, and mitigating key risks, establishing relationships with business partners, reporting key performance indicators, playing a key role in team initiatives, and coaching team members. The Skills and Expertise You...

Fidelity Investments Job Description: The Team The Risk Assessment and Testing Center of Excellence (CoE) is seeking a hardworking professional to join the team! In this role, you will help build an effective Sarbanes Oxley 404 testing program for emerging products at Fidelity. You will personify the Fidelity Leadership Principle of 'thinks and works across Fidelity'. The Role The CoE has set standards for performing risk assessments & controls testing and assessing the adequacy and effectiveness of controls, compliance, and governance processes. This role within the CoE team is responsible for driving all aspects of the Sarbanes Oxley 404 program including timely execution of high-quality risk assessments, control attestation, control testing, identifying, and mitigating key risks, establishing relationships with business partners, reporting key performance indicators, playing a key role in team initiatives, and coaching team members. The Skills and Expertise You...

Fidelity Investments Job Description: Note: Fidelity will not provide immigration sponsorship for this position The Purpose of Your Role As the Sr. Risk Manager, you will fulfill a key role within Risk Oversight's Risk Assessment and Internal Control Testing team. The senior risk manager is responsible for leading and supporting risk assessments, providing critical incident management support, assessing the accuracy and effectiveness of control environments and policies & procedures, providing operational and regulatory risk support, and supporting control testing specific to Broker Dealer and Financial related functions. You will be responsible for executing risk assessments and/or control testing individually and in partnership with team members who identify and mitigate risks across a diverse set of Fidelity Institutional business areas. In addition, you will actively participate in team development and contribute to Risk Oversight program goals by sharing...

Fidelity Investments Job Description: The Team The Risk Assessment and Testing Center of Excellence (CoE) is seeking a hardworking professional to join the team! In this role, you will help build an effective Sarbanes Oxley 404 testing program for emerging products at Fidelity. You will personify the Fidelity Leadership Principle of 'thinks and works across Fidelity'. The Role The CoE has set standards for performing risk assessments & controls testing and assessing the adequacy and effectiveness of controls, compliance, and governance processes. This role within the CoE team is responsible for driving all aspects of the Sarbanes Oxley 404 program including timely execution of high-quality risk assessments, control attestation, control testing, identifying, and mitigating key risks, establishing relationships with business partners, reporting key performance indicators, playing a key role in team initiatives, and coaching team members. The Skills and Expertise You...

Fidelity Investments Job Description: The Team The Risk Assessment and Testing Center of Excellence (CoE) is seeking a hardworking professional to join the team! In this role, you will help build an effective Sarbanes Oxley 404 testing program for emerging products at Fidelity. You will personify the Fidelity Leadership Principle of 'thinks and works across Fidelity'. The Role The CoE has set standards for performing risk assessments & controls testing and assessing the adequacy and effectiveness of controls, compliance, and governance processes. This role within the CoE team is responsible for driving all aspects of the Sarbanes Oxley 404 program including timely execution of high-quality risk assessments, control attestation, control testing, identifying, and mitigating key risks, establishing relationships with business partners, reporting key performance indicators, playing a key role in team initiatives, and coaching team members. The Skills and Expertise You...

Capital One Senior Manager (Global Payment Network) We're looking for a strategic, forward thinking Senior Manager for our Global Payment Network (GPN) 1LOD Controls testing Team. In this role, you will use your leadership, communication, analytical and problem solving skills to build a scalable first line controls governance framework and center of excellence. This talented team will act as a critical bridge between risk and business partners, providing expert guidance on controls best practices, new control builds, and modernizing and improving existing controls. You will partner with senior leaders across the enterprise to ensure alignment with internal policies. You'll need a well developed risk and control mindset, strong judgment, and the ability to influence priorities across the Lines of Defense teams to maintain a strong governance program while managing capacity. An ideal candidate will possess a unique combination of strong leadership qualities including...

Capital One Senior Manager (Global Payment Network) We're looking for a strategic, forward thinking Senior Manager for our Global Payment Network (GPN) 1LOD Controls testing Team. In this role, you will use your leadership, communication, analytical and problem solving skills to build a scalable first line controls governance framework and center of excellence. This talented team will act as a critical bridge between risk and business partners, providing expert guidance on controls best practices, new control builds, and modernizing and improving existing controls. You will partner with senior leaders across the enterprise to ensure alignment with internal policies. You'll need a well developed risk and control mindset, strong judgment, and the ability to influence priorities across the Lines of Defense teams to maintain a strong governance program while managing capacity. An ideal candidate will possess a unique combination of strong leadership qualities including...

Capital One Senior Manager (Global Payment Network) We're looking for a strategic, forward thinking Senior Manager for our Global Payment Network (GPN) 1LOD Controls testing Team. In this role, you will use your leadership, communication, analytical and problem solving skills to build a scalable first line controls governance framework and center of excellence. This talented team will act as a critical bridge between risk and business partners, providing expert guidance on controls best practices, new control builds, and modernizing and improving existing controls. You will partner with senior leaders across the enterprise to ensure alignment with internal policies. You'll need a well developed risk and control mindset, strong judgment, and the ability to influence priorities across the Lines of Defense teams to maintain a strong governance program while managing capacity. An ideal candidate will possess a unique combination of strong leadership qualities including...

CSAA Insurance Group CSAA Insurance Group (CSAA IG), a AAA insurer, is one of the leading personal lines property and casualty insurance groups in the United States. Here, every employee shapes our mission. We build innovative, human-centered solutions that help AAA members prevent, prepare for, and recover from life's uncertainties. You will join a collaborative, inclusive culture where your strengths have room to grow and your ideas can drive real impact. Step into a role where you can contribute to our shared success through meaningful work. We are actively hiring for an Associate State Product Manager - CA Property - Remote! Your Role: As an Associate State Product Manager for California Property, you will serve as a strategic leader representing CSAA Insurance Group in shaping California's property insurance market response to escalating wildfire risk and elevate CSAA's reputation as a responsible insurer committed to long-term market stability, homeowner education, and...

Ameriprise Financial Provide risk-based leadership and oversight to reduce regulatory risk in the region. Lead in a hybrid supervision model under the direction of the Region Vice President (RVP) and within a matrixed relationship to Risk Mitigation. In this role you will: train new and support existing Field Registered Principals (RPs); assess and provide feedback to Field RPs for development of ongoing supervision/mitigation of risk; educate the field on regulatory and supervision policies while effectively communicating with regional and executive leadership on potential trends and actions needed to mitigate risk. Ensure effective, documented supervision and strong scalable, repeatable supervisory processes. Partner with the corporate office to advise on scalable issues. Key Responsibilities: Provide oversight through regular, effective, ongoing interactions with Field RPs and second level leaders to track progress, provide feedback, identify new issues, and...

Ameriprise Financial Provide risk-based leadership and oversight to reduce regulatory risk in the region. Lead in a hybrid supervision model under the direction of the Region Vice President (RVP) and within a matrixed relationship to Risk Mitigation. In this role you will: train new and support existing Field Registered Principals (RPs); assess and provide feedback to Field RPs for development of ongoing supervision/mitigation of risk; educate the field on regulatory and supervision policies while effectively communicating with regional and executive leadership on potential trends and actions needed to mitigate risk. Ensure effective, documented supervision and strong scalable, repeatable supervisory processes. Partner with the corporate office to advise on scalable issues. Key Responsibilities: Provide oversight through regular, effective, ongoing interactions with Field RPs and second level leaders to track progress, provide feedback, identify new issues, and...

Ameriprise Financial Provide risk-based leadership and oversight to reduce regulatory risk in the region. Lead in a hybrid supervision model under the direction of the Region Vice President (RVP) and within a matrixed relationship to Risk Mitigation. In this role you will: train new and support existing Field Registered Principals (RPs); assess and provide feedback to Field RPs for development of ongoing supervision/mitigation of risk; educate the field on regulatory and supervision policies while effectively communicating with regional and executive leadership on potential trends and actions needed to mitigate risk. Ensure effective, documented supervision and strong scalable, repeatable supervisory processes. Partner with the corporate office to advise on scalable issues. Key Responsibilities: Provide oversight through regular, effective, ongoing interactions with Field RPs and second level leaders to track progress, provide feedback, identify new issues, and...

Ameriprise Financial Provide risk-based leadership and oversight to reduce regulatory risk in the region. Lead in a hybrid supervision model under the direction of the Region Vice President (RVP) and within a matrixed relationship to Risk Mitigation. In this role you will: train new and support existing Field Registered Principals (RPs); assess and provide feedback to Field RPs for development of ongoing supervision/mitigation of risk; educate the field on regulatory and supervision policies while effectively communicating with regional and executive leadership on potential trends and actions needed to mitigate risk. Ensure effective, documented supervision and strong scalable, repeatable supervisory processes. Partner with the corporate office to advise on scalable issues. Key Responsibilities: Provide oversight through regular, effective, ongoing interactions with Field RPs and second level leaders to track progress, provide feedback, identify new issues, and...

Ameriprise Financial Provide risk-based leadership and oversight to reduce regulatory risk in the region. Lead in a hybrid supervision model under the direction of the Region Vice President (RVP) and within a matrixed relationship to Risk Mitigation. In this role you will: train new and support existing Field Registered Principals (RPs); assess and provide feedback to Field RPs for development of ongoing supervision/mitigation of risk; educate the field on regulatory and supervision policies while effectively communicating with regional and executive leadership on potential trends and actions needed to mitigate risk. Ensure effective, documented supervision and strong scalable, repeatable supervisory processes. Partner with the corporate office to advise on scalable issues. Key Responsibilities: Provide oversight through regular, effective, ongoing interactions with Field RPs and second level leaders to track progress, provide feedback, identify new issues, and...

Ameriprise Financial Provide risk-based leadership and oversight to reduce regulatory risk in the region. Lead in a hybrid supervision model under the direction of the Region Vice President (RVP) and within a matrixed relationship to Risk Mitigation. In this role you will: train new and support existing Field Registered Principals (RPs); assess and provide feedback to Field RPs for development of ongoing supervision/mitigation of risk; educate the field on regulatory and supervision policies while effectively communicating with regional and executive leadership on potential trends and actions needed to mitigate risk. Ensure effective, documented supervision and strong scalable, repeatable supervisory processes. Partner with the corporate office to advise on scalable issues. Key Responsibilities: Provide oversight through regular, effective, ongoing interactions with Field RPs and second level leaders to track progress, provide feedback, identify new issues, and...