10 risk manager jobs found

Ameriprise Financial Provide risk-based leadership and oversight to reduce regulatory risk in the region. Lead in a hybrid supervision model under the direction of the Region Vice President (RVP) and within a matrixed relationship to Risk Mitigation. In this role you will: train new and support existing Field Registered Principals (RPs); assess and provide feedback to Field RPs for development of ongoing supervision/mitigation of risk; educate the field on regulatory and supervision policies while effectively communicating with regional and executive leadership on potential trends and actions needed to mitigate risk. Ensure effective, documented supervision and strong scalable, repeatable supervisory processes. Partner with the corporate office to advise on scalable issues. Key Responsibilities: Provide oversight through regular, effective, ongoing interactions with Field RPs and second level leaders to track progress, provide feedback, identify new issues, and...

Workday Your work days are brighter here. We're obsessed with making hard work pay off, for our people, our customers, and the world around us. As a Fortune 500 company and a leading AI platform for managing people, money, and agents, we're shaping the future of work so teams can reach their potential and focus on what matters most. The minute you join, you'll feel it. Not just in the products we build, but in how we show up for each other. Our culture is rooted in integrity, empathy, and shared enthusiasm. We're in this together, tackling big challenges with bold ideas and genuine care. We look for curious minds and courageous collaborators who bring sun-drenched optimism and drive. Whether you're building smarter solutions, supporting customers, or creating a space where everyone belongs, you'll do meaningful work with Workmates who've got your back. In return, we'll give you the trust to take risks, the tools to grow, the skills to develop and the support of a company...

STRATEGIC STAFFING SOLUTIONS HAS AN OPENING! This is a Contract Opportunity with our company that MUST be worked on a W2 Only. No C2C eligibility for this position. Visa Sponsorship is Available! The details are below. "Beware of scams. S3 never asks for money during its onboarding process." Job Title: Equities Franchise Analyst On Site Work Duration: 6 Months Location: Salt Lake City UT 84101 Job ref# 242284 Job Summary and Responsibilities: To mitigate Economic Affirmation risk in Equities, ensuring trade details are affirmed within department guidelines. Mitigate the risk of any key economic differences between both our and Client's bookings. Ensures discrepancy resolution for any disputes raised by the clients on our confirmations in a timely manner. Review and resolve discrepancies raised by clients on our confirmations. Review of incoming counterparty documents and works with the counterparties to agree the confirmation...

STRATEGIC STAFFING SOLUTIONS HAS AN OPENING! This is a Contract Opportunity with our company that MUST be worked on a W2 Only. No C2C eligibility for this position. Visa Sponsorship is Available! The details are below. "Beware of scams. S3 never asks for money during its onboarding process." Job Title: Securities Lending Analyst Location: Salt Lake City, UT 84111 Contract Length: 6+ Months On Site Work Job ref #243084 Job Description: Developing and maintaining strong relationships with all stakeholders - Business, Engineering, Operations and Credit. Actively engage, partner and drive changes, provide excellent service and support. Delivering transactions in agreed time-frames, as per SLA's whilst improving quality of processing, reducing errors and inculcating the zero error culture. Proactively managing operational risk inherent in business. Ensuring all operational risk/issues are identified and mitigated...

Tax Reporting Analyst 6 months Salt Lake City, UT Onsite. W2 Rate - $23.00/hr Work Schedule: This role requires a high degree of flexibility. They are looking for someone who is open to working a lot of OT - a minimum of 50 hours per week and may increase based on business demands. YOUR IMPACT Tax Operations individuals are critical thinkers who partner with groups across the firm to ensure accurate tax withholding and reporting for the firm and our clients. This is an excellent opportunity to work on a diverse team in a fast-paced and constantly changing environment. You will assist in creating and supporting scalable processes to support business segments. You will gain extensive exposure and knowledge of US regulations around Form 1099 series reporting. ANALYST DUTIES Reviewing and responding to client inquiries with accurate analysis based on the facts, regulatory requirements, and circumstances of the inquiry Providing tax-related operational support...

Equities Operations Analyst (Excel Required) Salt Lake City, UT $23.00 per hour 6 Months BASIC QUALIFICATIONS Must be comfortable presenting complex information in a structured and concise manner, and be able to work in a fast paced environment with multiple processing deadlines throughout the day Razor-sharp attention to detail paired with prudent risk aversion and control-forward thinking Constant drive to implement process improvement and challenge inefficiencies Strong interpersonal skills and ability to work well with a team Microsoft Excel knowledge is REQUIRED. PREFERRED QUALIFICATIONS Proficiency in Microsoft Excel, specifically pivot tables, look up functions, and general data analysis VBA coding and Excel/Outlook macro experience a plus but not required Bachelors Degree Required

Role: Due Diligence Analyst Location: Salt Lake City, UT What You'll Do Own relationships with senior clients, translating complex issues into clear, actionable advice. Drive cross-functional projects-scope, analyze, present recommendations, and see them through to completion. Partner with global teams (Product, Risk, Legal, Ops) to align goals and manage expectations. Maintain high control standards and deliver crisp executive materials (decks, briefs, dashboards). What You Bring Exceptional written & verbal communication; confidence with C-suite audiences. 5+ years in consulting, client success, or strategic advisory. Proven analytical/problem-solving skills and meticulous attention to detail. Self-starter who thrives in fast-moving, team-oriented environments. Advanced Microsoft Office skills and familiarity with modern web/CRM tools.

Client Onboarding Specialist Location: Onsite/Hybrid Pay: $23/hr W2 Duration: 6 Months Job Description: We are seeking a Client Implementation Analyst to join our Private Wealth Management (PWM) Operations team. This role is an exciting opportunity for a motivated and organized professional to collaborate closely with PWM Advisor Teams, Legal, Compliance, and Anti-Money Laundering (AML) departments to facilitate account opening and maintenance for high-net-worth clients. The ideal candidate will combine strong customer service, documentation, and risk management skills with a commitment to delivering a seamless onboarding experience. Responsibilities: Manage the end-to-end client onboarding process by reviewing and validating documentation for new PWM accounts. Partner with PWM Advisors and internal departments to ensure client documents are complete, accurate, and submitted timely. Perform due diligence and review accounts for compliance with AML and...

Securities Settlements Analyst Pay: $23.00 Salt Lake, City Duration: 6 months YOUR IMPACT The Securities Settlements team is seeking a skilled professional who will help manage settlements. In this role, you will apply your quantitative, problem solving and customer service skills to support the various business units and clients. You will also play a key role in suggesting and implementing process improvements on the team to mitigate risks and enhance the overall client experience. OUR IMPACT Operations is a dynamic, multi-faceted division that partners with all parts of the firm to deliver banking, sales and trading, and asset management capabilities to clients around the world. In addition, Operations provides essential risk management and control to preserve and enhance the firm's assets and its reputation. For every trade agreed, every new product launched or market entered, every transaction completed, it is Operations that develops the processes and controls...