3 vp jobs found in New York

Barclays Join us as an Americas Financial Crime Transformation Lead - VP, providing senior oversight and strategic leadership to ensure financial crime programs align with regulatory, legal, and ethical standards across the U.S. and broader Americas region. This role serves as a critical bridge between global Financial Crime initiatives and regional execution, ensuring global frameworks are appropriately interpreted and applied to U.S. regulatory expectations. You will partner closely with Compliance, Risk, and Business stakeholders to deliver data-led oversight, effective challenge, and continuous improvement across AML, sanctions, and financial crime transformation efforts. Success in this role requires governance expertise, regulatory acumen, and the ability to influence senior leaders across a complex, highly regulated environment. To be successful as an Americas Financial Crime Transformation Lead - VP, you should have: Experience in Financial Crime, Compliance, AML,...

Barclays Join us as a Securitized Product Business Oversight Compliance - VP, where you'll provide expert oversight and ensure adherence to legal, regulatory, and firm-wide compliance standards. In this role, you'll assess and challenge securitized product activities, including trading, structuring, and origination, while helping to identify and mitigate risks. You'll work closely with business and control partners, applying strong knowledge of U.S. securities regulations (FINRA/SEC) and market structures. This is a dynamic position suited for individuals who excel in problem-solving, communication, and navigating fast-paced environments. To be successful as a Securitized Product Business Oversight Compliance - VP, you should have: Understanding of US Laws, Rules and Regulations related to securities (FINRA/SEC), derivatives (CFTC) and loans Identifying and assessing compliance risks specific to the securitized product distribution, trading, structuring, and...

Eaton Vance We're seeking someone to join our team as a Vice President in Investment Management Legal to advise Parametric and other Investment Management businesses on derivatives-related trading agreements and related regulatory obligations. In the Legal & Compliance division, we assist the Firm in achieving its business objectives by facilitating and overseeing the Firm's management of legal, regulatory and franchise risk. This is a Vice President level position within the Investment Management Legal team. Since 1935, Morgan Stanley is known as a global leader in financial services, always evolving and innovating to better serve our clients and our communities in more than 40 countries around the world. What you'll do in the role: You will be part of the MSIM legal team, reporting to the Head of Solutions and Multi-Assets Legal and working under the supervision of senior attorneys. You will advise MSIM's Parametric business, which partners with advisors, institutions...