4 senior manager risk compliance jobs found

Capital One Director, Regulatory Compliance Testing The Auto Finance and Fair & Responsible Banking (F&RB)Testing Director oversees transaction testing and control testing for the purpose of validating that processes and controls are designed effectively to sufficiently mitigate the risk of the applicable requirements and are operating as intended. The Compliance Testing Director is responsible for assuring testing is performed with high quality that is executed by compliance testers. Responsibilities: Manage staffing assignments to ensure successful completion of calendar commitments Develop and sustain an evolving risk based approach to optimize testing coverage and review of high/emerging risks. Invest in associate development to ensure high quality results, an environment where innovation is fostered, advancement of skills and maintenance of a positive and productive work environment Lead the annual calendar planning for compliance testing for...

Capital One Senior Manager (VP), UWPM, Alternative Renewable Energy Capital One is seeking an experienced Senior Manager for its Alternative Renewable Energy team. The Line of Business is focused primarily on Tax Equity transactions in the Alternative Renewables sector including wind, solar, storage and other forms of renewable investment. The Underwriting and Portfolio Management organization is responsible for working with internal partners to underwrite new transactions and manage the existing portfolio of Tax equity transactions. Our Underwriters and Portfolio Managers balance supporting the Commercial's Bank's growth and ensuring we have a scalable, well-managed business. This role supports the Alternative Renewable Energy, Underwriting and Portfolio Management team. As a Specialty Underwriter & Portfolio Senior Manager, you are considered a deep subject matter expert in credit risk management or commercial lending for a specific line of business. In addition to...

Fidelity Investments Job Description: The Team The Risk Assessment and Testing Center of Excellence (CoE) is seeking a hardworking professional to join the team! In this role, you will help build an effective Sarbanes Oxley 404 testing program for emerging products at Fidelity. You will personify the Fidelity Leadership Principle of 'thinks and works across Fidelity'. The Role The CoE has set standards for performing risk assessments & controls testing and assessing the adequacy and effectiveness of controls, compliance, and governance processes. This role within the CoE team is responsible for driving all aspects of the Sarbanes Oxley 404 program including timely execution of high-quality risk assessments, control attestation, control testing, identifying, and mitigating key risks, establishing relationships with business partners, reporting key performance indicators, playing a key role in team initiatives, and coaching team members. The Skills and Expertise You...

Fidelity Investments Job Description: Job Title Audit Director - Digital Assets The Role Are you looking to grow your business and auditing skills, deepen your knowledge of financial services, and solve complex problems at the nexus of technology and finance? As an Audit Director supporting Fidelity's digital asset initiatives, you will provide independent, objective audit and advisory services that help manage risk, protect customers, and enhance business performance. You will drive positive change by assessing and improving control environments across custody, trading, operations, and supporting technology for digital assets. The Expertise and Skills You Bring BA/BS in Accounting, Finance, Information Systems, or related field. Professional audit certifications (e.g., CPA, CIA, CISA) strongly preferred. 12+ years of external and/or internal audit or related risk/control experience. Experience within the digital asset/cryptocurrency ecosystem (e.g.,...