2 senior manager risk compliance jobs found

Fidelity Investments Job Description: The Team The Risk Assessment and Testing Center of Excellence (CoE) is seeking a hardworking professional to join the team! In this role, you will help build an effective Sarbanes Oxley 404 testing program for emerging products at Fidelity. You will personify the Fidelity Leadership Principle of 'thinks and works across Fidelity'. The Role The CoE has set standards for performing risk assessments & controls testing and assessing the adequacy and effectiveness of controls, compliance, and governance processes. This role within the CoE team is responsible for driving all aspects of the Sarbanes Oxley 404 program including timely execution of high-quality risk assessments, control attestation, control testing, identifying, and mitigating key risks, establishing relationships with business partners, reporting key performance indicators, playing a key role in team initiatives, and coaching team members. The Skills and Expertise You...

Fidelity Investments Job Description: Note: Fidelity will not provide immigration sponsorship for this position The Purpose of Your Role As the Sr. Risk Manager, you will fulfill a key role within Risk Oversight's Risk Assessment and Internal Control Testing team. The senior risk manager is responsible for leading and supporting risk assessments, providing critical incident management support, assessing the accuracy and effectiveness of control environments and policies & procedures, providing operational and regulatory risk support, and supporting control testing specific to Broker Dealer and Financial related functions. You will be responsible for executing risk assessments and/or control testing individually and in partnership with team members who identify and mitigate risks across a diverse set of Fidelity Institutional business areas. In addition, you will actively participate in team development and contribute to Risk Oversight program goals by sharing...