85 vice president asset management compliance jobs found

JOB DESCRIPTION The Corporate Paralegal for the Global Finance & Governance group in the Legal Department will be responsible for carrying out duties in a corporate legal setting under the guidance of attorneys, which includes supporting Securities and Exchange Commission (“SEC”) filings and public company compliance, SOX compliance, Board of Directors materials, financing transactions and due diligence, global subsidiary management, designated insider list administration and communications for trading windows, and drafting documents as needed, developing matter information, and supporting corporate attorneys as needed. This position is full-time and based in Estero, FL or Atlanta, GA. A Day in the Life: This role reports to the Vice President, Chief Counsel, Finance and Governance and provides paralegal support for the corporate team’s three critical pillars: (1) public company compliance, (2) corporate governance, and (3) transactional support for financing...

About this role What is Aladdin and Aladdin Engineering (AE)? • You will be working on BlackRock's investment operating system Aladdin. Aladdin is used both internally and externally by many financial institutions. Aladdin combines sophisticated risk analytics with comprehensive portfolio management, trading and operations tools on a single platform to power informed decision-making and create a connective tissue for thousands of users investing worldwide. • Our development team sits inside Aladdin Engineering. We collaboratively build the next generation of technology that changes the way information, people, and technology intersect for global investment firms. We build and package tools that manage trillions in assets and supports millions of financial instruments. We perform risk calculations and process millions of transactions for thousands of users every day worldwide! • The open position is in the Investment and Trading Engineering team within Aladdin Engineering....

About this role Overview Are you interested in building innovative technology that crafts the financial markets? Do you like working at the speed of a startup, and solving some of the world's most exciting challenges? Do you want to work with, and learn from, hands-on leaders in technology and finance? At BlackRock, we are looking for Software Engineers who like to innovate and solve sophisticated problems. We recognize that strength comes from diversity, and will embrace your outstanding skills, curiosity, and passion while giving you the opportunity to grow technically and as an individual. We invest and protect over $9 trillion (USD) of assets and have an extraordinary responsibility to our clients all over the world. Our technology empowers millions of investors to save for retirement, pay for college, buy a home, and improve their financial well-being. Being a technologist at BlackRock means you get the best of both worlds: working for one of the most...

About this role Internal Audit's primary mission is to provide assurance to the Board of Directors and Executive Management that BlackRock's businesses are well managed and meeting strategic, operational and risk management objectives. The team engages with senior leaders and all of BlackRock's individual business units globally to understand and advise on the risks in their business, evaluate the effectiveness of key processes and assist in the design of best practices that can improve their results. Internal Audit reports directly to the Audit Committee of the Board of Directors, and our work builds confidence that BlackRock will meet its obligations to clients, shareholders, employees and other stakeholders. With teams in the US, Europe, and Asia, the Business Audit Team performs audits covering all BlackRock business units, including investment management, risk management, operations, finance, legal and compliance, and client businesses. BlackRock's global...

Ameriprise Financial We are seeking a Vice President, Head of Wealth Management Product Communications, Marketing & Education to provide leadership and strategic direction for the Advice & Wealth Management (AWM) Product Communications, Marketing, Education team spanning Wealth Management Solutions (WMS) and Banking and Cash Solutions (BCS) for all products offered in AWM (35+ product categories, containing ~2,800+ products/strategies across 6 product lines (Advisory, Capital Markets, Alternatives, 3rd Party, Retirement, Banking). This includes developing and executing campaigns and initiatives to communicate product features and changes and to drive growth and adoption. Reporting into the Executive Vice President of Wealth Management Solutions (WMS), you will be part of the WMS Senior Leadership Team and partner with others across the Enterprise to drive success. Key Responsibilities Lead the AWM Wealth Management Product Communications/Marketing/Education team to...

Avangrid The base salary range for this position is dependent upon experience and location, ranging from: $168,000 - $210,000 Job Summary: The Senior Director of Energy Management Performance will play a pivotal role in leading a dynamic team that supports the Vice President of Asset and Energy Management (AEM). This position is instrumental in providing key performance indicators (KPIs), strategic insights, and comprehensive results that drive the organization's success. The role is designed to consolidate essential energy management support functions under one cohesive team, encompassing Market Performance, Energy Imbalance Market and Balancing Authority, Asset and Energy Management Analysis, and Trading Meteorology. The successful candidate will be responsible for the meticulous coordination of detailed reporting, thorough budget reviews, and in-depth variance analysis for Executive Management. This includes managing the monthly review of gross margin...

Ameriprise Financial Mitigate client and firm risk from an operational, compliance, financial, and regulatory risk perspective. Provide strategic leadership and oversight of Service & Operations with a specific focus on the functions within Trading and Operations control to ensure the organization meets all regulatory, compliance, and risk related business requirements through ensuring proper policy, procedures, and controls. This role will be responsible for adherence and management of risk programs set by the second and third Lines of Defense (LOD) risk and control organizations. Provide leadership, training, and coaching to team. Key Responsibilities Oversee and manage risk functions of the Clearing Broker-Dealer specific to Trading (i.e., Fixed Income and Equity Trading) and Operations. This includes functions such as: customer protection rule, treasury reporting, counterparty reviews, mark-up/mark-down, execution quality, etc. Management of key control and...

Ameriprise Financial At RiverSource, we take pride in providing our clients with a personalized experience every step of the way; if you prosper in an environment where you can help others and if you enjoy creating a positive impact on client's lives financially, we invite you to take your career to the next level by applying to join our team today! As a Regional Sales Director, you will work alongside an external wholesaler (Regional Vice President) to increase RiverSource Insurance product sales through the Ameriprise Financial Advisors channel. To be most successful in this role, you will be personable, detail-oriented and motivated by achieving and exceeding sales goals. Day to day you can expect to make proactive outbound sales calls, take inbound sales calls, participate in virtual meetings and occasional large and small group sales presentations all of which will result in increased sales in their respective territory. Other RSDs like this role because it allows them to...

Ameriprise Financial We are seeking a Vice President, Head of Wealth Management Product Communications, Marketing & Education to provide leadership and strategic direction for the Advice & Wealth Management (AWM) Product Communications, Marketing, Education team spanning Wealth Management Solutions (WMS) and Banking and Cash Solutions (BCS) for all products offered in AWM (35+ product categories, containing ~2,800+ products/strategies across 6 product lines (Advisory, Capital Markets, Alternatives, 3rd Party, Retirement, Banking). This includes developing and executing campaigns and initiatives to communicate product features and changes and to drive growth and adoption. Reporting into the Executive Vice President of Wealth Management Solutions (WMS), you will be part of the WMS Senior Leadership Team and partner with others across the Enterprise to drive success. Key Responsibilities Lead the AWM Wealth Management Product Communications/Marketing/Education team to...

About this role BlackRock is the world's leading asset management firm and Aladdin is the central nervous system for investment professionals to see their whole portfolio, understand risk exposure, and act with precision. It is a $1BN+ technology business that has significant growth aspirations over the next five years. Being a part of BlackRock means being a part of a community of smart, results-oriented people who are pursuing some of the world's most sophisticated financial challenges. And our founder-led culture has maintained its results-oriented feel - we work hard, we work as a team, and we work with purpose. Aladdin® is the investment management platform that provides asset managers, asset owners and asset servicers sophisticated risk analytics with comprehensive portfolio management, trading, and operations tools on a single platform to power informed decision-making, effective risk management, efficient trading and operational scale. Being a member of Aladdin Product...

GSK Field Vice President, Vaccines Location: Field Based - California For more than 140 years, GSK has pioneered novel research methods and technologies to help protect people from infectious diseases. Our vaccines portfolio of more than 20 marketed vaccines is the broadest in the industry, helping to protect people throughout their lives. We believe prevention, at scale and for impact, is the best health investment for society, patients, and the economy. Vaccine-preventable diseases are a significant burden on society and healthcare systems: approximately $1 trillion in productivity is lost each year due to preventable conditions. This includes the impact from the 330,000 older adults hospitalized globally each year with RSV, approximately 1 in 3 people who will develop shingles in their lifetime and the 3-11% of people infected with seasonal influenza each year. Our Vaccines portfolio will reach around half of the more than 2.5 billion people we will reach this...

GSK Field Vice President, Vaccines Location: Field Based - California For more than 140 years, GSK has pioneered novel research methods and technologies to help protect people from infectious diseases. Our vaccines portfolio of more than 20 marketed vaccines is the broadest in the industry, helping to protect people throughout their lives. We believe prevention, at scale and for impact, is the best health investment for society, patients, and the economy. Vaccine-preventable diseases are a significant burden on society and healthcare systems: approximately $1 trillion in productivity is lost each year due to preventable conditions. This includes the impact from the 330,000 older adults hospitalized globally each year with RSV, approximately 1 in 3 people who will develop shingles in their lifetime and the 3-11% of people infected with seasonal influenza each year. Our Vaccines portfolio will reach around half of the more than 2.5 billion people we will reach this...

GSK Field Vice President, Vaccines Location: Field Based - California For more than 140 years, GSK has pioneered novel research methods and technologies to help protect people from infectious diseases. Our vaccines portfolio of more than 20 marketed vaccines is the broadest in the industry, helping to protect people throughout their lives. We believe prevention, at scale and for impact, is the best health investment for society, patients, and the economy. Vaccine-preventable diseases are a significant burden on society and healthcare systems: approximately $1 trillion in productivity is lost each year due to preventable conditions. This includes the impact from the 330,000 older adults hospitalized globally each year with RSV, approximately 1 in 3 people who will develop shingles in their lifetime and the 3-11% of people infected with seasonal influenza each year. Our Vaccines portfolio will reach around half of the more than 2.5 billion people we will reach this...

Fidelity Investments Job Description: Senior Manager, Investment Operations Outstanding opportunity to join a newly formed team within the Soteria Reinsurance Group within Fidelity Investments! The Role The Senior Manager, Investment Operations role within Soteria Reinsurance Group will be responsible for providing day-to-day operational support to the Soteria investment team. The role will report to the Vice President of Soteria Investment Operations. Provide ad hoc support to the Soteria Portfolio Managers for reporting, analytics, and data needs. Monitor compliance with investment guidelines and research and resolve as needed. Support cash management process, including instruction for wire movements for capital calls, providing allocations to fund managers, and monitoring cash availability across portfolios. Assist VP of Investment Operations in new portfolio launches and with operational due diligence activities. Liaise with internal business...

Fidelity Investments Job Description: Vice President, Soteria Reinsurance Investment Operations Outstanding opportunity to join a newly formed team at Soteria Reinsurance within Fidelity Investments! The Role Reporting to the Head of Operations and Business Development, you will lead the investment operations for Soteria Reinsurance. You will work closely with the Soteria CIO and portfolio managers in all aspects of the investment process. In addition, you will partner with internal Fidelity partners, including asset management, FFIO, technology, risk, and compliance teams, as well as external service providers. Provide support to Soteria CIO and investment team, working with technology partners, FIAM and third-party managers Manage the operational due diligence process for third-party managers, including onboarding and operational oversight Recommend, implement and manage the appropriate infrastructure to support the growth of the Soteria Investment team...

Fidelity Investments Job Description: Vice President, Soteria Reinsurance Investment Operations Outstanding opportunity to join a newly formed team at Soteria Reinsurance within Fidelity Investments! The Role Reporting to the Head of Operations and Business Development, you will lead the investment operations for Soteria Reinsurance. You will work closely with the Soteria CIO and portfolio managers in all aspects of the investment process. In addition, you will partner with internal Fidelity partners, including asset management, FFIO, technology, risk, and compliance teams, as well as external service providers. Provide support to Soteria CIO and investment team, working with technology partners, FIAM and third-party managers Manage the operational due diligence process for third-party managers, including onboarding and operational oversight Recommend, implement and manage the appropriate infrastructure to support the growth of the Soteria Investment team...

Fidelity Investments Job Description: Senior Manager, Investment Operations Outstanding opportunity to join a newly formed team within the Soteria Reinsurance Group within Fidelity Investments! The Role The Senior Manager, Investment Operations role within Soteria Reinsurance Group will be responsible for providing day-to-day operational support to the Soteria investment team. The role will report to the Vice President of Soteria Investment Operations. Provide ad hoc support to the Soteria Portfolio Managers for reporting, analytics, and data needs. Monitor compliance with investment guidelines and research and resolve as needed. Support cash management process, including instruction for wire movements for capital calls, providing allocations to fund managers, and monitoring cash availability across portfolios. Assist VP of Investment Operations in new portfolio launches and with operational due diligence activities. Liaise with internal business...

Fidelity Investments Job Description: The Role As a critical position within the firm, acts as the primary strategic contact for Fidelity's largest and most valuable custody clients. Develops a detailed understanding of client's business and strategic initiatives to develop a proactive engagement plan that enhances overall relationship and includes positioning of Fidelity solutions and products. Responsible for business development, client growth, client retention, client satisfaction, risk management, acting as lead representative to broader Fidelity enterprise. Consults on industry trends, products, platforms, technology and regulatory matters. Strategically engages with senior leaders within Fidelity. Job Responsibilities Contributes to segment and organizational goals/initiatives around growth, profitability, client satisfaction and retention. Employs a client engagement model and strategy, ensuring the right activities, level of engagement and resource...

Fidelity Investments Job Description: The Role As a critical position within the firm, acts as the primary strategic contact for Fidelity's largest and most valuable custody clients. Develops a detailed understanding of client's business and strategic initiatives to develop a proactive engagement plan that enhances overall relationship and includes positioning of Fidelity solutions and products. Responsible for business development, client growth, client retention, client satisfaction, risk management, acting as lead representative to broader Fidelity enterprise. Consults on industry trends, products, platforms, technology and regulatory matters. Strategically engages with senior leaders within Fidelity. Job Responsibilities Contributes to segment and organizational goals/initiatives around growth, profitability, client satisfaction and retention. Employs a client engagement model and strategy, ensuring the right activities, level of engagement and resource...

Fidelity Investments Job Description: Vice President, Soteria Reinsurance Investment Operations Outstanding opportunity to join a newly formed team at Soteria Reinsurance within Fidelity Investments! The Role Reporting to the Head of Operations and Business Development, you will lead the investment operations for Soteria Reinsurance. You will work closely with the Soteria CIO and portfolio managers in all aspects of the investment process. In addition, you will partner with internal Fidelity partners, including asset management, FFIO, technology, risk, and compliance teams, as well as external service providers. Provide support to Soteria CIO and investment team, working with technology partners, FIAM and third-party managers Manage the operational due diligence process for third-party managers, including onboarding and operational oversight Recommend, implement and manage the appropriate infrastructure to support the growth of the Soteria Investment team...