Mar 02, 2025
Ameriprise Financial
Provide ongoing, risk-based leadership and oversight to mitigate risk in the Ameriprise Financial Institutions Group (AFIG). Educate, advise, and collaborate with AFIG leadership, corporate office partners, and financial institution partners on compliance issues and actions to mitigate risk. Provide direct leadership to the Regional Registered Principals (RRPs). Job Description: Lead the Ameriprise Financial Institutions Group (AFIG) RRP team and evaluate their performance. Provide oversight through regular, effective, ongoing interactions with AFIG Registered Principals, Region Registered Principals (RRPs), AFIG leaders and financial institution leadership to track progress, provide feedback, identify new issues, and positively influence the direction of supervision. Confirm and document that Regulatory issues are identified, and appropriate action is taken. Work closely with Risk Mitigation and Compliance staff, utilize ongoing diagnostics to...
Professional Diversity Network
Minneapolis, MN, USA
Full-Time