7 legal affairs manager jobs found in Minneapolis, MN

Ameriprise Financial Assist attorneys in support of all aspects of investment management matters. Research laws, regulatory requirements and industry practices relevant to the business. Collaborate across the General Counsel's Office (GCO) and business to perform various tasks. Provide advice and recommendations appropriate to level of knowledge and research performed. Draft documents/memos, review standard contract amendments and respond to various internal and external requests. Collaborate across the General Counsel's Office (GCO) and business to perform various tasks. Work under direction of Senior Counsel. This position can be based in Boston, New York, Charlotte or Minneapolis. Key Responsibilities Manage annual and other updates of US and non-US regulatory filings, including Form ADV and Form BD. Support Collective Investment Trust funds generally, including preparation and review of fund documentation. Support 529 Plans generally, including preparation and...

Ameriprise Financial We are seeking a highly skilled and experienced attorney to join our Legal Department, specializing in trading documentation and U.S. financial regulation. This role will support the firm's trading activities across derivatives, securities lending, repurchase transactions and financing transactions, including ISDA Master Agreements, MSFTAs, futures, options, and related documentation. The ideal candidate will also provide legal guidance on compliance with applicable U.S. regulatory frameworks including Dodd-Frank, SEC, CFTC, and other relevant rules. The role is located in the US, however the team is global with colleagues in Europe and Asia. Key Responsibilities: Documentation & Negotiation Draft, negotiate, and review trading agreements including: ISDA Master Agreements and Credit Support Annexes (CSAs). Master Securities Forward Transaction Agreements (MSFTAs). Futures and options clearing agreements. Prime brokerage, repurchase...

Ameriprise Financial The Wealth Management Solutions (WMS) Senior Risk Manager will support risk management activities across Capital Markets, Alternative Investments, Mutual Funds, and 529 Plans. Additional responsibilities include serving as a backup for leadership functions, participating in the WMS Product Committee, overseeing REV management, and managing reporting and Written Supervisory Procedures (WSPs). Act as a liaison to the General Counsel Office (GCO) Compliance area and segment Operational Risk groups. Manage business needs such as risk management, business continuity planning, vendor management, reporting, audits, etc. Key Responsibilities Facilitate WMS Product Committee meetings, including coordination of the voting process. Oversee and influence business partners and senior leaders to ensure effective development and implementation of compliance and risk policies. Lead and manage WMS product-related compliance and risk initiatives. Must...

Ameriprise Financial The Wealth Management Solutions (WMS) Products Risk Manager will assist, oversee, and influence business partners and senior business leaders for WMS Products (e.g. mutual fund, 529 plans, alternative investments, capital markets and structured products) and/or larger scope initiatives to ensure that adequate compliance policies and procedures are developed, implemented and maintained. Responsibilities include policy, controls, and risk initiative oversight and management, product compliance and supervisory activities (WSP, SOX, PPASP, etc.), as well as participating in projects or other initiatives to drive the business agenda. This role will work with internal cross-organizational business partners, as well as external product firms to perform their product management and oversight functions. Key Responsibilities Work with business partners and senior leaders to ensure that adequate compliance and risk policies and procedures are developed and...

Ameriprise Financial Our team has a number of key responsibilities to support our advisor service model and growth through marketing and communications in a fun and flexible environment. The primary role of the Sales Supervision Manager - Marketing and Communications will be focused on reviewing and signing off on wholesaler reimbursement and supervision exception requests. Success in this role includes providing advisors with feedback and coaching as well as working with field registered principals and leaders on business impacts and supervision expectations. In addition, the Sales Supervision Manager - Marketing and Communications will be aware of trends in the industry to educate advisors, leaders and business partners. Key Responsibilities Supervising advisor activity to the intent and spirit of regulations and policies, not just the letter of these directives. Engage with advisors and field leaders to determine their business need and collaborate on a compliant...

Metropolitan Airports Commission Position Summary Reporting to the Manager of Community Relations, this position plays a key role in connecting the Metropolitan Airports Commission (MAC) with the communities it serves. The Assistant Manager helps lead the Community Relations Office by supporting staff, fostering community partnerships, analyzing and communicating data, and guiding engagement efforts that build trust, understanding, and collaboration. This leadership and supervisory role is part of the Stakeholder Engagement Department, within the Strategy and Stakeholder Engagement Division. The department connects the MAC to the community by designing and implementing best-in-class engagements and serving as the organization's personal connection across communities. The division functions as an in-house team serving as stewards of strategy, developing strategic communications and creating stakeholder champions to ensure the organization delivers on its purpose, values...

Ameriprise Financial In this role, you will provide business unit compliance and risk oversight within specific business line(s) to ensure that compliance and risk policies and procedures are fully implemented. You'll support communications review for Ameriprise Marketing, including advising business partners on advertising requirements, policies and procedures for the firm and our regulatory agencies, along with reviewing communications and final approval. This also includes acting as a liaison to the General Counsel Office (GCO) Compliance area and segment Operational Risk groups and managing business needs such as risk management, business continuity planning, vendor management, reporting, audits, etc. Key Responsibilities Support communications review for Ameriprise Marketing, including advising business partners on advertising requirements, policies and procedures for the firm and our regulatory agencies, along with reviewing communications and final approval....