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compliance officer

3716 compliance officer jobs found

BlackRock
Jan 17, 2026  
Associate, Compliance Officer (Marketing & Distribution) Featured
About this role Business Company Description: BlackRock's purpose is to help more and more people experience financial well-being. As a fiduciary to investors and a leading provider of financial technology, our clients turn to us for the solutions they need when planning for their most important goals. For additional information on BlackRock, please visit www.blackrock.com/corporate . BlackRock is proud to be an Equal Opportunity and Affirmative Action Employer. We evaluate qualified applicants without regard to race, color, national origin, religion, sex, sexual orientation, gender identity, disability, protected veteran status, and other statuses protected by law. BlackRock will consider for employment qualified applicants with arrest or conviction records in a manner consistent with the requirements of the law, including any applicable fair chance law. Role Aim/Purpose: To help ensure BlackRock is regarded, and continues to be regarded, by regulators and peers as a...
BlackRock Gurugram, Haryana, India Full-Time
Professional Diversity Network
Feb 12, 2026  
Senior Risk Compliance Officer - Wealth
First Horizon National Corporation Location: On site in location listed on job posting. SUMMARY The primary responsibility of this position is to conduct testing of all Products and Services to all applicable regulations in which Corporate Compliance has oversight responsibility, with a primary focus on Wealth Management and Trust. Must have knowledge of state and federal laws and regulations related to Wealth Management and Trust Compliance. Must have transferrable skills that demonstrate the knowledge and ability to interpret and vet laws and regulations. The ability to analyze large sets of data in a timely manner. This job involves the exercise of discretion and judgment. Exhibits a sense of urgency, adheres to deadlines (both internal and those required by law) and meets department quality standards for accuracy and completeness of work. Participates in companywide project initiatives that expand and advance the Corporate strategy while ensuring processes/changes...
Professional Diversity Network Memphis, TN, USA Full-Time
Professional Diversity Network
Nov 26, 2025  
Compliance Officer - MD Medicaid (Hybrid)
CareFirst BlueCross BlueShield Resp & Qualifications PURPOSE: This role is accountable for directing all aspects related to the monitoring of performance under the Medicaid contract and regulatory requirements and the overall state of compliance for Medicaid and Medicaid products. Reporting to the CEO, Plan Board of Directors, and Corporate Compliance Officer, the incumbent works closely with operational teams, Corporate Compliance, Mandates and Legal departments to resolve complex issues with inter-related legal and Medicaid compliance aspects. ESSENTIAL FUNCTIONS: Direct accountability for establishing an effective compliance program based on the seven core elements of compliance. Directs the activities related to the design, development, implementation and maintenance of compliance programs across all major functional areas and vendors for Medicaid within the division. Ensures internal departments understand and implement CMS and applicable state rules,...
Professional Diversity Network Baltimore, MD, USA Full-Time
Professional Diversity Network
Feb 05, 2026  
Compliance Manager/Officer
Ameriprise Financial We are searching for an Compliance Manager/Officer within the General Counsel's Organization team, who is a hardworking self-starter motivated by achieving and exceeding goals who will support Advice and Wealth Management Compliance program for Ameriprise Financial through performance of ongoing compliance monitoring, oversight, and advisory activities. You will work in a collaborative culture where you will interact with a diverse set of business partners. Come and demonstrate your flexible, creative, and detailed oriented skills. Are you ready to get started and continue growing your career? Come apply today! The Compliance Manager for Capital Markets and the Investment Research Group (IRG) plays a critical leadership role in supporting the firm's oversight of complex investment products, evolving regulatory expectations, and highimpact business initiatives. This role provides specialized compliance expertise across exchangetraded products, fixed income....
Professional Diversity Network Minneapolis, MN, USA Full-Time
Professional Diversity Network
Feb 05, 2026  
Compliance Manager/Officer
Ameriprise Financial We are searching for an Compliance Manager/Officer within the General Counsel's Organization team, who is a hardworking self-starter motivated by achieving and exceeding goals who will support Advice and Wealth Management Compliance program for Ameriprise Financial through performance of ongoing compliance monitoring, oversight, and advisory activities. You will work in a collaborative culture where you will interact with a diverse set of business partners. Come and demonstrate your flexible, creative, and detailed oriented skills. Are you ready to get started and continue growing your career? Come apply today! The Compliance Manager for Capital Markets and the Investment Research Group (IRG) plays a critical leadership role in supporting the firm's oversight of complex investment products, evolving regulatory expectations, and highimpact business initiatives. This role provides specialized compliance expertise across exchangetraded products, fixed income....
Professional Diversity Network Charlotte, NC, USA Full-Time
Lundbeck LLC
Nov 13, 2025  
Manager, Field Compliance Featured
Do you want to join a team where the mission is meaningful, the challenges are complex, and you can directly see the results of your hard work? Lundbeck is a global biopharmaceutical company focusing exclusively on brain health. With more than 70 years of experience in neuroscience, we are committed to improving the lives of people with neurological and psychiatric diseases. Lundbeck employees are inspired and driven by our purpose to advance brain health and transform lives. Join us on our journey of growth!   Summary: The Manager, Field Compliance will support the Director, Field Compliance and Investigations with driving and implementing all elements of the Lundbeck US Compliance Program, which are modeled after the seven elements of an effective compliance program. This role will work closely with key stakeholders and partner with lines of business to focus on: (1) dedicated, strategic compliance partnership with field-based teams, including sales and medical science...
Lundbeck LLC Deerfield, IL, USA
Professional Diversity Network
Feb 12, 2026  
Legal & Compliance Intern
NFP About the Company: Wealthspire is a leading wealth management, retirement advisory, and business management firm serving individuals, families, endowments, and institutions across the United States, Canada, and the United Kingdom. We provide a comprehensive platform that brings together wealth management, institutional consulting, business management, family office, and retirement plan advisory services empowering clients to navigate complexity with clarity and confidence. With over 1,200 employees across more than 40 offices, we deliver insights and solutions backed by deep research, technology, and decades of expertise. Our collective businesses create a unified ecosystem designed to meet clients wherever they are in their financial journey. Wealthspire is redefining the future of financial solutions through collaboration, scale, and a steadfast commitment to putting people first - our clients, our colleagues, and our communities. Fiducient Advisors provides...
Professional Diversity Network Boston, MA, USA Full-Time
Professional Diversity Network
Feb 12, 2026  
Legal & Compliance Intern
NFP About the Company: Wealthspire is a leading wealth management, retirement advisory, and business management firm serving individuals, families, endowments, and institutions across the United States, Canada, and the United Kingdom. We provide a comprehensive platform that brings together wealth management, institutional consulting, business management, family office, and retirement plan advisory services empowering clients to navigate complexity with clarity and confidence. With over 1,200 employees across more than 40 offices, we deliver insights and solutions backed by deep research, technology, and decades of expertise. Our collective businesses create a unified ecosystem designed to meet clients wherever they are in their financial journey. Wealthspire is redefining the future of financial solutions through collaboration, scale, and a steadfast commitment to putting people first - our clients, our colleagues, and our communities. Fiducient Advisors provides...
Professional Diversity Network Chicago, IL, USA Full-Time
Professional Diversity Network
Feb 12, 2026  
Legal & Compliance Intern
NFP About the Company: Wealthspire is a leading wealth management, retirement advisory, and business management firm serving individuals, families, endowments, and institutions across the United States, Canada, and the United Kingdom. We provide a comprehensive platform that brings together wealth management, institutional consulting, business management, family office, and retirement plan advisory services empowering clients to navigate complexity with clarity and confidence. With over 1,200 employees across more than 40 offices, we deliver insights and solutions backed by deep research, technology, and decades of expertise. Our collective businesses create a unified ecosystem designed to meet clients wherever they are in their financial journey. Wealthspire is redefining the future of financial solutions through collaboration, scale, and a steadfast commitment to putting people first - our clients, our colleagues, and our communities. Fiducient Advisors provides...
Professional Diversity Network Windsor, CT, USA Full-Time
Professional Diversity Network
Feb 12, 2026  
Legal & Compliance Intern
NFP About the Company: Wealthspire is a leading wealth management, retirement advisory, and business management firm serving individuals, families, endowments, and institutions across the United States, Canada, and the United Kingdom. We provide a comprehensive platform that brings together wealth management, institutional consulting, business management, family office, and retirement plan advisory services empowering clients to navigate complexity with clarity and confidence. With over 1,200 employees across more than 40 offices, we deliver insights and solutions backed by deep research, technology, and decades of expertise. Our collective businesses create a unified ecosystem designed to meet clients wherever they are in their financial journey. Wealthspire is redefining the future of financial solutions through collaboration, scale, and a steadfast commitment to putting people first - our clients, our colleagues, and our communities. Fiducient Advisors provides...
Professional Diversity Network McLean, VA, USA Full-Time
Professional Diversity Network
Feb 07, 2026  
Compliance Coordinator
Southern Company JOB SUMMARY: The Compliance Coordinator supports the Enterprise Compliance function by assisting with and overseeing the implementation of ethics and compliance tools, processes, and content across the enterprise. This role serves as a central contact for compliance-related questions and supports operating companies and business unit compliance teams to ensure consistent governance. The position also leads change management efforts, driving organizational buy-in and ensuring policies, processes and procedures are effective, efficient, and strategically aligned. ***Per current corporate policy, you will be required to be IN THE OFFICE 4 days per week.** JOB REQUIREMENTS: Education: Bachelor's degree ( Required ) - preferred discipline in Finance, Engineering, or Business Management or similar degree Advanced degree (Preferred) Experience: Minimum of three (3) years of experience in governance, risk,...
Professional Diversity Network Atlanta, GA, USA Full-Time
Professional Diversity Network
Feb 07, 2026  
Compliance Coordinator
Southern Company JOB SUMMARY: The Compliance Coordinator supports the Enterprise Compliance function by assisting with and overseeing the implementation of ethics and compliance tools, processes, and content across the enterprise. This role serves as a central contact for compliance-related questions and supports operating companies and business unit compliance teams to ensure consistent governance. The position also leads change management efforts, driving organizational buy-in and ensuring policies, processes and procedures are effective, efficient, and strategically aligned. ***Per current corporate policy, you will be required to be IN THE OFFICE 4 days per week.** JOB REQUIREMENTS: Education: Bachelor's degree ( Required ) - preferred discipline in Finance, Engineering, or Business Management or similar degree Advanced degree (Preferred) Experience: Minimum of three (3) years of experience in governance, risk,...
Professional Diversity Network Birmingham, AL, USA Full-Time
Teva
Jan 13, 2026  
Director Compliance & Ethics, Global R&D and Medical Affairs
Who we are Together, we’re on a mission to make good health more affordable and accessible, to help millions around the world enjoy healthier lives. It’s a mission that bonds our people across nearly 60 countries and a rich, diverse variety of nationalities and backgrounds. Working here means working with the world’s leading manufacturer of generic medicines, and the proud producer of many of the products on the World Health Organization’s Essential Medicines List. Today, at least 200 million people around the world take one of our medicines every single day. An amazing number, but we’re always looking for new ways to continue making a difference, and new people to make a difference with. The opportunity The Director Compliance & Ethics, Global R&D and Medical Affairs reports to the Global R&D Compliance Officer, with a dotted line reporting to the Sr Director of NA Compliance. This role serves as the primary compliance officer for US Medical Affairs as well...
Teva Parsippany-Troy Hills, NJ, USA Full-Time
Professional Diversity Network
Jan 10, 2026  
Compliance Analyst
Redwood Credit Union Redwood Credit Union is looking for a Compliance Analyst, who will be responsible for proactively identifying and evaluating risks and controls, completing regulatory compliance analysis and research, identifying issues and/or areas for improvement in efficiency or effectiveness, and working with management in developing actions plans to ensure risks are effectively mitigated and issues are corrected. Work with broad discretion on assignments of a varied and diverse nature. Plan, organize, and perform other Compliance activities and projects. Key Responsibilities Compliance: * Review and conduct in-depth analysis on regulatory and legal changes affecting financial institutions to determine applicability and impact to RCU. * Research regulatory/legal questions for other departments as assigned. * Prepare and present analysis summaries and findings to RCU management to assist in decision-making. * Independently work with RCU departments to...
Professional Diversity Network Napa, CA, USA Full-Time
Professional Diversity Network
Oct 28, 2025  
Senior Compliance Analyst
Redwood Credit Union Redwood Credit Union is seeking a Senior Compliance Analyst who will be responsible for proactively identifying and evaluating risks and controls, completing regulatory compliance analysis and research, identifying issues and/or areas for improvement in efficiency or effectiveness, and working with management in developing action plans to ensure risks are effectively mitigated and issues are corrected. Work independently with broad discretion as assignments may be varied, diverse, and difficult in nature. Provide guidance and leadership to other team members in Compliance. Plan, organize, and perform Compliance activities and projects. Key Responsibilities Compliance: o Review and analyze regulatory and legal changes affecting financial institutions to determine applicability and impact to RCU. o Research regulatory/legal questions for other departments as assigned. o Present analysis and findings to RCU management. o Independently work with RCU...
Professional Diversity Network Santa Rosa, CA, USA Full-Time
BlackRock
Feb 13, 2026  
EMEA Financial Crime Compliance Featured
About this role About this Role BlackRock Luxembourg's Financial Crime Compliance function is committed to protecting the firm's reputation and ensuring the highest standards of regulatory compliance. We are seeking a motivated and experienced Associate to join our Financial Crime Compliance team in Luxembourg. This role will support the Head of Luxembourg Financial Crime Compliance and Money Laundering Reporting Officer (MLRO) for the coverage of the retail (UCITS) Luxembourg domiciled funds, in managing the firm's AML/CTF framework, with a particular focus on high-risk client escalations, oversight of delegated AML functions, and advisory support to the business. Key Responsibilities Act as a point of contact for financial crime queries related to complex transactions and high-risk client onboardings, including PEPs and other heightened risk factors, as well as sanctions. Review all high-risk investor escalations from the Transfer Agent and assist with the internal...
BlackRock Luxembourg Full-Time
BlackRock
Feb 13, 2026  
APAC Information Security Officer, VP/Director, Japan Featured
About this role Role Su mmary This role is based in Japan and serves as BlackRock's senior Information Security lead for Japan and South Korea , acting as the primary face of InfoSec to protect the firm's business, clients, and data across two highly regulated markets. Partnering closely with the APAC CISO, country leadership, and regional stakeholders, the role drives APAC security programs while proactively managing cyber and information security risks in alignment with BlackRock's global risk and control framework. Key Responsibilities Support the APAC CISO and InfoSec Exco to deliver security programs and drive information security services across APAC countries Be the face of Information Security for Japan and South Korea, and to deliver proactive and effective support and risk management of information security risks. Be a member of the APAC Information Security Leadership team to drive regional agenda to support information security program in APAC. Partner...
BlackRock Tokyo, Japan Full-Time
BlackRock
Feb 11, 2026  
Associate, Financial Crime - Cash Funds, Digital Assets & Tokenization Featured
About this role About BlackRock BlackRock is a global leader in digital asset innovation, offering institutional clients access to advanced blockchain-based investment products, including the iShares Bitcoin Trust (IBIT), iShares Ethereum Trust (ETHA), iShares Bitcoin Exchange Traded Product (IB1T), and the BlackRock USD Institutional Digital Liquidity Fund (BUIDL), the world's largest tokenized fund. Our digital asset platform spans exchange-traded funds, tokenized offerings, and emerging blockchain-based solutions, providing secure, regulated, and scalable investment opportunities. As the digital asset ecosystem evolves, BlackRock is at the forefront of integrating blockchain technology, tokenization, and robust compliance frameworks to deliver next-generation investment products. Job Purpose We are seeking a Financial Crime Associate to join BlackRock's U.S. Financial Crime Compliance team, based in Wilmington, DE, supporting the implementation of the firm's financial...
BlackRock Wilmington, DE, USA Full-Time
BlackRock
Feb 05, 2026  
Director, Alternatives Operations - Private Credit REIT - Princeton Featured
About this role About BlackRock Global Accounting and Product Services ("GAAPS"): Alternatives Operations supports BlackRock alternative investment products across its $319B platform of alternatives assets under management. BlackRock takes a dynamic approach to alternative investments, creating innovative investment vehicles that increasingly capitalize on evolving opportunities in fast-changing markets. We offer clients strategies designed to provide returns with varied correlations to the equity and bond markets, including private credit and direct lending, private equity, real estate equity and debt, hedge funds of funds, infrastructure equity and debt, renewable energy and transition investment products, single strategy hedge funds, long-only absolute return strategies, commodities and structured products. Team Overview Elevate your career by joining the world's largest asset manager! Thrive in an environment that fosters positive relationships and recognizes outstanding...
BlackRock Princeton, NJ, USA Full-Time
BlackRock
Feb 04, 2026  
VP, Software Engineer Featured
About this role Are you interested in building innovative technology that shapes the financial markets? Do you like working at the speed of a startup, and tackling some of the world's most interesting challenges? Do you want to work with, and learn from, hands-on leaders in technology and finance? At BlackRock, we are looking for Software Engineers who like to innovate and solve complex problems. We recognize that strength comes from diversity, and will embrace your unique skills, curiosity, and passion while giving you the opportunity to grow technically and as an individual. Aladdin by BlackRock manages over $ 30 trillion (USD) in assets, and its engineers have an extraordinary responsibility to our clients all over the world . Our technology empowers millions of investors to achieve their investments objectives , save for retirement, pay for college, buy a home , and improve people's financial well-being. Being a...
BlackRock London, UK Full-Time
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