Wellington Management About Us Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 60 countries, draw on a robust body of proprietary research and a collaborative culture that encourages independent thought and healthy debate. As a private partnership, we believe our ownership structure fosters a long-term view that aligns our perspectives with those of our clients. About the Role The Compliance Officer will support Wellington Management's compliance program, focusing on the rules and regulations governing US registered investment companies. Wellington Management is expanding the range of its activities with respect to US registered investment companies and a key responsibility of this role will be assessing the firm's compliance infrastructure against these...

Wellington Management About Us Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 60 countries, draw on a robust body of proprietary research and a collaborative culture that encourages independent thought and healthy debate. As a private partnership, we believe our ownership structure fosters a long-term view that aligns our perspectives with those of our clients. About the Role The Compliance Officer will support Wellington Management's compliance program, focusing on the rules and regulations governing US registered investment companies. Wellington Management is expanding the range of its activities with respect to US registered investment companies and a key responsibility of this role will be assessing the firm's compliance infrastructure against these...

CareFirst Inc. Resp & Qualifications PURPOSE: The VP, Ethics & Compliance oversees and manages the Company's Corporate Ethics & Compliance Program, serving as an independent and objective individual that reviews and evaluates compliance issues and concerns within the organization. This position is responsible for planning, directing, implementing and managing the Company's ethics & compliance activities, and the Corporate Policy Management Program. The Vice President, Ethics & Compliance establishes, implements, monitors, and reports on an effective compliance program to prevent and detect illegal, unethical, or improper conduct. The position is responsible for collaborating and coordinating with various divisions within the Company to assist in identifying, assessing and correcting areas of compliance risk for the Company in an effective, ethical and appropriate manner. Reports directly to the Audit and Compliance Committee of the Board of Directors...

Wellington Management About Us Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 60 countries, draw on a robust body of proprietary research and a collaborative culture that encourages independent thought and healthy debate. As a private partnership, we believe our ownership structure fosters a long-term view that aligns our perspectives with those of our clients. About the Role The Head of Private Credit Compliance will support and provide leadership to Wellington Management's private investments compliance program, focusing on private credit. Wellington is expanding the asset classes, products, and geographical footprint of its private investments business. Therefore, a key responsibility of the role is to work with the Chief Compliance Officer to build-out,...

Wellington Management About Us Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 60 countries, draw on a robust body of proprietary research and a collaborative culture that encourages independent thought and healthy debate. As a private partnership, we believe our ownership structure fosters a long-term view that aligns our perspectives with those of our clients. About the Role The Head of Private Credit Compliance will support and provide leadership to Wellington Management's private investments compliance program, focusing on private credit. Wellington is expanding the asset classes, products, and geographical footprint of its private investments business. Therefore, a key responsibility of the role is to work with the Chief Compliance Officer to build-out,...

Wellington Management About Us Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 60 countries, draw on a robust body of proprietary research and a collaborative culture that encourages independent thought and healthy debate. As a private partnership, we believe our ownership structure fosters a long-term view that aligns our perspectives with those of our clients. About the Role The Head of Private Credit Compliance will support and provide leadership to Wellington Management's private investments compliance program, focusing on private credit. Wellington is expanding the asset classes, products, and geographical footprint of its private investments business. Therefore, a key responsibility of the role is to work with the Chief Compliance Officer to build-out,...

Wellington Management About Us Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 60 countries, draw on a robust body of proprietary research and a collaborative culture that encourages independent thought and healthy debate. As a private partnership, we believe our ownership structure fosters a long-term view that aligns our perspectives with those of our clients. About the Role Core Regulatory Compliance Officer company overview Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 55 countries, draw on a robust body of proprietary research and a collaborative...

Duke Health At Duke Health, we're driven by a commitment to compassionate care that changes the lives of patients, their loved ones, and the greater community. No matter where your talents lie, join us and discover how we can advance health together. Occupational Summary The Program Manager, along with the Regulatory Director, DUHS Compliance Office, is responsible for managing various aspects of clinical-related conflict of interest (COI) at the individual physician level. The Program Manager will work proactively and independently yet collaboratively with the Director, Chief Compliance Officer and clinical department leadership to identify and manage COI. Responsibilities include ongoing assessment and continuous improvement of institutional policies, procedures, and workflows related to the identification and management of COI. Work Performed Serve as the reviewer for evaluation by conducting detailed assessments of the potential COI and develop potential options...

Massachusetts Bay Transportation Authority At the MBTA, we envision a thriving region enabled by a best-in-class transit system. Our mission is to serve the public by providing safe, reliable, and accessible transportation. MBTA’s core values are built around safety, service, equity, and sustainability and each employee that works for the MBTA performs their roles based on our vision, mission, and values. This includes attendance, participation, and contribution in local safety committee meetings as needed. Job Summary The Deputy Director of Environmental Permitting will be responsible for managing the environmental review, permitting and compliance elements associated with the MBTA's capital program. The selected candidate will be responsible for acquiring all state and federal environmental approvals necessary for capital construction and infrastructure projects. The selected candidate will also monitor on-going construction projects for compliance with all permit...

ESL Federal Credit Union Hours: 40 Schedule: This position is hybrid and remote eligible up to 20% of the time. The office location for this position is at ESL Corporate Headquarters in Rochester, NY. Hours are Monday - Friday 8:00 a.m. - 5:00 p.m. Must be flexible to meet current and future business needs. Pay: Starting Pay: $42.03 per hour Pay Range: $37.19 - 46.88 per hour Purpose: As a member of Compliance, this position plays an integral role in safeguarding the wealth management firms, their reputations and the wealth management registered representatives, investment advisor representatives and associated persons. This role supports the overall compliance initiatives of the wealth management line of business ensuring compliance with 1) the policies and procedures of the referred broker-dealer, 2) the policies and procedures and applicable securities laws, rules and regulations for the entities under the wealth line of business. Accountabilities:...

Aledade Location: Harrisonburg Healthy Community Health Centers Position: Medical Director The mission of HCHC Is to provide patient-centered healthcare that is accessible and affordable for all. About HCHC HCHC is a non-profit 501(c)3 federally qualified health center, a true universal access medical facility. HCHC brings together an exceptional team of health care providers, a responsive and helpful administrative staff and a supportive Board of Directors to fulfill our mission of providing comprehensive primary care health services to anyone in the community regardless of their financial situation. Position Summary The role of Medical Director at Healthy Community Health Center (HCHC) is to provide high quality primary care services utilizing a team-based model to support the Mission, Vision, and Values of HCHC and to ensure the entire provider care delivery team meets this standard. The Medical Director is a practicing member of the clinical team...

Toyota Material Handling Join Toyota Industries North America, Inc. (TINA) , a leading American Holding Company supporting Toyota Industries Corporation (TICO) and the group of companies within North America (collectively the “TINA Group Companies”) and globally (collectively the “TICO Group Companies”).. Committed to integrity and guided by the Toyoda Precepts, we empower our teams across North America to excel ethically and legally. About the Job: The Ethics and Compliance Risk Assessment and Management Sr. Analyst (“RAMSA”) will assist the TINA Ethics & Compliance Team with that further the mission, plan, strategic initiatives, and operational priorities of ethics and compliance within TINA and among the respective TINA and TICO Group Companies. This individual will be tasked with helping the TINA Group Companies and TICO Group Companies advance a risk assessment and management program. The RAMSA will also collaborate with management/stakeholders, compliance...

Vivint Job Description Welcome to the intersection of energy and home services. At NRG, we're driven by the idea of a smarter, cleaner, more connected future-and the possibilities that will bring to the world and to the 7.3 million customers we serve. Vivint Smart Home, an NRG owned company, is a leading smart home company in the United States, dedicated to redefining the home experience with intelligent products and services. We find purpose in proactively protecting and keeping our customers connected to home, no matter where they are. Join the Smart Home team to create smarter, safer and more sustainable homes. More information is available at www.nrg.com or www.vivint.com . Connect with NRG and Vivint on Facebook, Instagram, LinkedIn and X. Summary: This position will be responsible for leading the end-to-end planning, coordination, and execution of assigned deliverables, regarding compliance regulations and processes. Primary Responsibilities:...

American Hospital Association The American Hospital Association (AHA) is a national organization that represents and serves all types of hospitals, health care networks, and their patients and communities. The AHA has two main offices, located in Washington, D.C. and Chicago. We are currently seeking Senior Counsel for our Chicago office. This position is a hybrid role (three days in the office, two days working remote). Starting base salary = $184,000 - $225,000 (commensurate with related experience). Position Purpose: The Senior Counsel focuses on commercial transactions and corporate law work. The person in this role drafts and negotiates a wide range of complex agreements including software development and licensing agreements, strategic alliance agreements, event-related agreements, and a variety of templates, and takes primary responsibility for creating efficiencies within the contracting life cycle. The person in this role provides strategic advice and counsel on...

Mountain Area Health Education Center (MAHEC) MAHEC is now hiring a Compliance Specialist to support operations with our Risk and Compliance Division. If you are a Compliance professional with Healthcare Compliance experience, passionate about hands-on investigative work and patient privacy/HIPAA, then we'd love to talk to you! This role is full time, and eligible for MAHEC's full Total Rewards package which includes great healthcare coverage, robust PTO and more. Join a highly impactful team with one of the largest non-profit organizations in Western North Carolina. JOB SUMMARY: Performs administrative duties under the direction of the Director of Risk and Compliance and the Chief Compliance Officer with emphasis on maintaining the MAHEC Corporate Compliance Program, to include but not limited to: development of policies and procedures; identification and prevention of illegal, unethical or improper conduct; independent investigation and follow-up; employee...

Vivint Job Description Welcome to the intersection of energy and home services. At NRG, we're driven by the idea of a smarter, cleaner, more connected future-and the possibilities that will bring to the world and to the 7.3 million customers we serve. Vivint Smart Home, an NRG-owned company, is a leading smart home company in the United States, dedicated to redefining the home experience with intelligent products and services. We find purpose in proactively protecting and keeping our customers connected to home, no matter where they are. Join the Smart Home team to create smarter, safer and more sustainable homes. More information is available at www.nrg.com or www.vivint.com . Connect with NRG and Vivint on Facebook, Instagram, LinkedIn and X. As an NRG employee, we encourage you to take charge of your career and development journey. We invite you to explore exciting opportunities across our businesses. You'll find that our dynamic work environment provides...

Moody's Corporation Experience Level: Experienced Hire Categories: Corporate Services Location(s): 7 World Trade Center, 250 Greenwich Street, New York, New York, 10007, US At Moody's, we unite the brightest minds to turn today's risks into tomorrow's opportunities. We do this by striving to create an inclusive environment where everyone feels welcome to be who they are-with the freedom to exchange ideas, think innovatively, and listen to each other and customers in meaningful ways. If you are excited about this opportunity but do not meet every single requirement, please apply! You still may be a great fit for this role or other open roles. We are seeking candidates who model our values: invest in every relationship, lead with curiosity, champion diverse perspectives, turn inputs into actions, and uphold trust through integrity. Posting Title: AVP-Compliance Hybrid- 2-3 days a week in NYC office Team/Department Description: Compliance Officer, Conflicts...

Wellington Management About Us Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 60 countries, draw on a robust body of proprietary research and a collaborative culture that encourages independent thought and healthy debate. As a private partnership, we believe our ownership structure fosters a long-term view that aligns our perspectives with those of our clients. About the Role Compliance analyst, client platform Compliance Position overview The Sales and Marketing Compliance Analyst will support Wellington Management's sales and marketing compliance program, with a particular focus on our broker-dealer, Wellington Funds Distributors (WFD). The Compliance Analyst will be a member of the Legal, Compliance & Risk Group and will report to the WFD...

Wellington Management About Us Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 60 countries, draw on a robust body of proprietary research and a collaborative culture that encourages independent thought and healthy debate. As a private partnership, we believe our ownership structure fosters a long-term view that aligns our perspectives with those of our clients. About the Role Compliance analyst, client platform Compliance Position overview The Sales and Marketing Compliance Analyst will support Wellington Management's sales and marketing compliance program, with a particular focus on our broker-dealer, Wellington Funds Distributors (WFD). The Compliance Analyst will be a member of the Legal, Compliance & Risk Group and will report to the WFD...

Wellington Management About Us Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 60 countries, draw on a robust body of proprietary research and a collaborative culture that encourages independent thought and healthy debate. As a private partnership, we believe our ownership structure fosters a long-term view that aligns our perspectives with those of our clients. About the Role Compliance analyst, client platform Compliance Position overview The Sales and Marketing Compliance Analyst will support Wellington Management's sales and marketing compliance program, with a particular focus on our broker-dealer, Wellington Funds Distributors (WFD). The Compliance Analyst will be a member of the Legal, Compliance & Risk Group and will report to the WFD...