Sep 28, 2024
MFS Investment Management
THE ROLE The Compliance Lead Specialist is responsible for performing the compliance review and approval of all marketing related materials (both US and non-US funds, comingled products, separate accounts and SMAs), ensuring materials comply with current applicable SEC, FINRA, GIPS and other pertinent regulatory requirements. Evaluate and interpret any and all applicable regulatory developments to determine whether revisions to existing materials are required; recommends specific changes and/or actions, interact and negotiate with senior managers across all areas of MFD, MFSI, ISG, and MIL, as well as the MFS Legal Department. WHAT YOU WILL DO Monitoring Perform the compliance review and approval of all marketing related materials. Manage assigned business partner relationships by attending status meetings, responding to questions, communicating compliance requirements, and delivering on stated review turnarounds and standards....
Professional Diversity Network
Boston, MA, USA
Full-Time