2345 compliance analyst jobs found

CareFirst BlueCross BlueShield Resp & Qualifications PURPOSE: The Senior Regulatory Compliance Analyst will conduct independent analysis for complicated, high level regulatory inquiries and provide interpretation of regulatory rules and guidelines to demonstrate compliance with state and federal requirements. The incumbent will audit internal controls to identify high risk exposure, will provide recommendations to business areas and will track implementation of remedial solutions. ESSENTIAL FUNCTIONS: Relationship Management: (Internal/External) Liaison with Regulatory Agency Investigators (Maryland Insurance Administration {MIA}, Virginia Bureau of Insurance {VBOI} and the District Insurance, Security and Banking {DISB}, organization as well as state and federal level bureaucrats. Frequent interaction with all internal areas especially all Business Units, Legal, Compliance and Legislative Departments. Provide interpretation of regulations and regulatory...

Wellington Management Company, LLP About Us Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 60 countries, draw on a robust body of proprietary research and a collaborative culture that encourages independent thought and healthy debate. As a private partnership, we believe our ownership structure fosters a long-term view that aligns our perspectives with those of our clients. About the Role The Senior Regulatory Compliance Analyst will support Wellington Management's compliance program, focusing primarily on the rules and regulations governing US registered investment companies and other elements of Wellington's Americas funds line up. Wellington Management is expanding the range of its activities with respect to US registered investment companies and a key...

Wellington Management Company, LLP About Us Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 60 countries, draw on a robust body of proprietary research and a collaborative culture that encourages independent thought and healthy debate. As a private partnership, we believe our ownership structure fosters a long-term view that aligns our perspectives with those of our clients. About the Role The Senior Regulatory Compliance Analyst will support Wellington Management's compliance program, focusing primarily on the rules and regulations governing US registered investment companies and other elements of Wellington's Americas funds line up. Wellington Management is expanding the range of its activities with respect to US registered investment companies and a key...

Costco Costco IT is responsible for the technical future of Costco Wholesale , the third largest retailer in the world with wholesale operations in fourteen countries. Despite our size and explosive international expansion, we continue to provide a family, employee centric atmosphere in which our employees thrive and succeed. As proof, Costco ranks eighth in Forbes "World's Best Employers" . This is an environment unlike anything in the high-tech world and the secret of Costco's success is its culture. The value Costco puts on its employees is well documented in articles from a variety of publishers including Bloomberg and Forbes. Our employees and our members come FIRST. Costco is well known for its generosity and community service and has won many awards for its philanthropy. The company joins with its employees to take an active role in volunteering by sponsoring many opportunities to help others. Come join the Costco Wholesale IT family . Costco IT is a dynamic,...

CareFirst BlueCross BlueShield Resp & Qualifications PURPOSE: This role will support the division and corporate compliance in the delivery and performance of a compliance program to help ensure compliance and alignment with Federal, State, and related regulatory statutes, as well as company policies for CareFirst plans. As a compliance function, this role will perform and support the Division's accountability for efforts supporting the corporate and divisional risk management helping to ensure (i) compliance with laws, regulations policies, and procedures; (ii) reliability of reporting; (iii) efficiency and effectiveness of operations; in order to support company and division goals and objectives. ESSENTIAL FUNCTIONS: Support the Division's Embedded Compliance department in driving accountability for Compliance activities and in support of the achievement Divisional goals. Supports the execution of a compliance program to effectively implement, revise and test...

Transamerica Job Family Regulatory Compliance About Us At Transamerica, hard work, innovative thinking, and personal accountability are qualities we honor and reward. We understand the potential of leveraging the talents of a diverse workforce. We embrace an environment where employees enjoy a balance between their careers, families, communities, and personal interests. Ultimately, we appreciate the uniqueness of a company where talented professionals work collaboratively in a positive environment - one focused on helping people look forward and plan for the best life possible while providing tools and solutions that make it easier to get there. Who We Are We believe everyone deserves to live their best life. More than a century ago, we were among the first financial services companies in America to serve everyday people from all walks of life. Today, we're part of an international holding company, with millions of customers and thousands of...

Ameriprise Financial Ameriprise Financial is looking to add a Compliance Analyst to the team! The Compliance Analyst provides compliance guidance and support to compliance training projects (content, communications, and submissions) and output processing functions (statements, confirmations, and letters). The Compliance Analyst has a dotted-line reporting relationship to a second manager for half of their core responsibilities. Key Responsibilities: Manage training-related projects to completion (set and attend project meetings, drive timelines to delivery, assist with gathering information and analyzing issues, define criteria enrollment, build curricula and learner surveys for each launch) and assist training managers with tasks surrounding training implementation (course review, course testing, AMP-U submissions, and AdTrax submissions). Support training compliance processes, including: Aid in training needs assessment / training plan creation. Maintain online...

Consumers Energy Join the diverse and dynamic team that powers Michigan's largest energy provider and one of the nation's largest gas and electric combination utilities. Consumers Energy services 6.8 million of Michigan's 10 million residents - caring for our friends and neighbors in all 68 Lower Peninsula counties. We embrace a cleaner and leaner utility vision focused on eliminating energy waste and adding renewable energy from sources such as wind and solar. Location This position is located in our headquarters in Jackson, MI with required hybrid, in office working days of Monday, Tuesday, and Thursday in office. Leadership may reserve the right to change the required working days. General Summary of Job Responsibilities The Senior Principal Technical Compliance Analyst ensures transparency, due diligence, and deliberate actions regarding both cyber and physical security requirements to prevent life safety, financial, regulatory, and reputational harm to the...

Consumers Energy NorthStar Clean Energy decarbonizes the economy by providing clean energy and carbon management solutions to utility, municipal, commercial, and industrial customers enabling them to meet their sustainability and business goals. Additionally, we own and operate natural gas assets throughout the United States. To learn more about NorthStar Clean Energy, please visit . This position is with NorthStar Clean Energy, a CMS Energy company, and is not a position of employment with Consumers Energy. The Sr Compliance Analyst has the responsibility to maintain and administer NSCE's compliance assurance and tracking database and collaborate with compliance and plant personnel to identify and develop internal controls, and business requirements that prevent a noncompliance. The Sr Compliance Analyst partners with persons who are responsible for various regulatory submissions to prepare documents and their submittal. Lead the process of establishing internal...

Sun Communities, Inc. OVERVIEW The Systems Risk & Controls Analyst plans and coordinates activities within the Enterprise Systems Management Team to ensure control activities are performed timely and as designed. Ensuring all system control policies and procedures are well-documented, perform internal reviews to assess ongoing compliance. JOB DUTIES Oversee compliance with IT general controls and audit requirements for enterprise systems. Assist with the design, implementation, and execution of enterprise system controls. Collaborate with Enterprise System Managers to ensure smooth operation of implemented systems and ensure system controls are designed to effectively mitigate risk. Prepare for annual audit testing activities and liaison with other stakeholders to collect, consolidate, and organize documentation in support of satisfying audit requests. Prepare and present audit reports to senior management, highlighting key findings and...

About this role Have a passion for the investment industry and an interest in programming? Are you a compliance professional who is looking for a rewarding, challenging, multi-faceted role with the world's largest asset manager? Look no further! BlackRock is currently seeking an Investment Guidelines Compliance Analyst to become a member of our team. We recognize that strength comes from diversity, and will embrace a new joiner's rare skills, eagerness, and passion while giving the opportunity to grow professionally and as an individual. Team Overview: Our Portfolio Compliance Group (PCG) is accountable for implementing controls & processes to ensure we stay in line with all applicable regulatory and portfolio issued guidelines. We are very passionate about this opportunity! The successful candidate will have the opportunity to learn about all internal business departments and investment products across BlackRock globally. You can expect to acquire knowledge of global...

Company Name: Sunbelt Rentals

Southern Company JOB SUMMARY The purpose of this position is to accurately prepare remittance reconciliation. This includes balancing electronic payments, autopay, and lockbox payments. JOB DUTIES & RESPONSIBILITIES Functional Expertise: - Review daily and monthly payment reconciliations - Prepare journal entries - Prepare monthly Remittance reports - Prepare monthly bank fee report - Contact commercial customers, determine their EDI capability and sign them up for EDI program - Contact brokers and vendors to pay by electronic payment file; coordinate the related testing - Update monthly Key measurement/performance data - Troubleshoot electronic vendor payment file issues - Assist with resolving account reconciliation differences - Update the bank advice database - Contact for external and internal auditors' questions/PBCs - Assist in resolving Bank Reconciliation differences Business Acumen: - Identify and understand business issues...

Avangrid Position Information Job Title: Senior Analyst - Compliance Location: Binghamton, NY Pay Range: $83,800 - $104.700 Schedule: On Site - Office Job Summary Responsible for ensuring compliance commitment for Gas and Hydro Engineering and Operations, across all Avangrid Gas Companies. Work close to the business and create the bridge internally with Regulatory, Legal and Compliance staff, and also be the person of contact to Regulatory Agencies. Identify new and revised regulatory guidance; create paths of communication to business units. Ensure business areas as assigned have implemented regulatory requirements, by collecting evidence that demonstrate that process, operations, trainings, policies, and procedures have been updated. Provide subject matter expertise and guidance for business areas as it relates to day-to-day needs, including but not limited to, implementations, and corrective action plans. Key Responsibilities: Coordinate the Compliance...

Avangrid Position Information Location; Binghamton, NY Salary Range: $83,800 - $104,700 Schedule: Office - On Site Job Summary Responsible for ensuring compliance commitment for Gas and Hydro Engineering and Operations, across all Avangrid Gas Companies. Work close to the business and create the bridge internally with Regulatory, Legal and Compliance staff, and also be the person of contact to Regulatory Agencies. Identify new and revised regulatory guidance; create paths of communication to business units. Ensure business areas as assigned have implemented regulatory requirements, by collecting evidence that demonstrate that process, operations, trainings, policies, and procedures have been updated. Provide subject matter expertise and guidance for business areas as it relates to day-to-day needs, including but not limited to, implementations, and corrective action plans. Key Responsibilities: Coordinate the Compliance team activities and report to...

About this role The Core Compliance team establishes and oversees compliance requirements for employee-related activities and evaluates adherence to these requirements to avoid perceived or actual conflicts. The scope of oversight includes personal trading, gifts and entertainment, outside activities, private investments, and advising employees on policy requirements . The team also monitors employee adherence and applies restrictions as needed. Your role and impact" To help ensure BlackRock is regarded, and continues to be regarded, by regulators and peers as a company with high compliance standards. Actively participate in business decisions to champion our clients' interests and assist the business in integrating compliance into their daily work. Keep client interests at the center of everything we do. Help build a strong compliance culture within BlackRock. Develop and foster excellence within the Compliance team. Your responsibilities: Provide...

Southern Company Transmission Engineer/Analyst - Substation Project Closeouts Southern Company Services, TSS, Project Services - Power Delivery & Project Support Team WORK LOCATION, SCHEDULE, & TRAVEL This position is flexible to be located in either Birmingham, AL or Forest Park, GA (Metro Atlanta). Hybrid work schedule (both in-office and telecommute); currently three (3) days in-office and two (2) days telecommute (subject to adjustment). Relocation assistance may be provided if the successful candidate does not currently live within a reasonable commute distance. This position will require minimal travel (less than 25%). POSITION SUMMARY The Transmission Engineer/Analyst is responsible for facilitating Project Closeout processes in support of the Operating Company's transmission capital project program. This position will be responsible for coordinating their efforts among multiple organizations including, but not limited to, Transmission...

Southern Company Transmission Engineer/Analyst - Substation Project Closeouts Southern Company Services, TSS, Project Services - Power Delivery & Project Support Team WORK LOCATION, SCHEDULE, & TRAVEL This position is flexible to be located in either Birmingham, AL or Forest Park, GA (Metro Atlanta). Hybrid work schedule (both in-office and telecommute); currently three (3) days in-office and two (2) days telecommute (subject to adjustment). Relocation assistance may be provided if the successful candidate does not currently live within a reasonable commute distance. This position will require minimal travel (less than 25%). POSITION SUMMARY The Transmission Engineer/Analyst is responsible for facilitating Project Closeout processes in support of the Operating Company's transmission capital project program. This position will be responsible for coordinating their efforts among multiple organizations including, but not limited to, Transmission...

Southern Company Job Description ENVIRONMENTAL AFFAIRS COMPLIANCE ASSURANCE ENGINEER/SPECIALIST As per current corporate policy, you will be required to be IN THE OFFICE primarily @ 2480 Maner Rd SE, Atlanta, GA three (3) days per week, and/or as additionally required at 241 Ralph McGill Blvd, Atlanta, GA, or Facility Sites. JOB SUMMARY Reporting directly to the Environmental Compliance Assurance Manager, this position is an opportunity to lead and contribute to a world class compliance program by building on Georgia Power's existing Environmental Management System. Georgia Power Environmental Affairs is a corporate department of environmental subject matter experts who work with Georgia Power's operations to support environmental compliance. The Compliance Assurance team is part of Environmental Affairs and is responsible for developing and implementing compliance programs and tools for Environmental Affairs, Generation, Transmission, Distribution, and Corporate...

Southern Company Job Title: Technology Planning Analyst Location: Atlanta or Birmingham Reports To: Director, Application Development, Power Delivery Technology Solutions Purpose: This Technology Planning Analyst is responsible for promoting and supporting the realization of what is possible with technology focused on the Power Delivery and Research and Development business areas. At its core this position ensures that our technology investments are optimal, adheres to standards and is aligned with the business and the Technology Organization's strategic objectives. Consideration must be given to all technology delivery components, including resources, hardware, software, and outside services. The Technology Planning Analyst is depended on to provide thought leadership on technology direction and decisions based on emerging technologies, industry trends, best practices, and sound business processes. This position leads business partners through the technology...