Jan 17, 2020
Job Description Important Note: During the application process, ensure your contact information (email and phone number) is up to date and upload your current resume when submitting your application for consideration. To participate in some selection activities you will need to respond to an invitation. The invitation can be sent by both email and text message. In order to receive text message invitations, your profile must include a mobile phone number designated as "Personal Cell" or "Cellular" in the contact information of your application. At Wells Fargo, we want to satisfy our customers' financial needs and help them succeed financially. We're looking for talented people who will put our customers at the center of everything we do. Join our diverse and inclusive team where you'll feel valued and inspired to contribute your unique skills and experience. Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you. Corporate Risk helps all Wells Fargo businesses identify and manage risk. The team focuses on several key risk types, including conduct, credit, financial crimes, information security, interest rate, liquidity, market, model, operational, regulatory compliance, reputation, strategic, and technology risk. The group provides leadership, enhances communications, assists with problem identification and solutions, and shares best practices. In addition, the group provides an enterprise-wide view of risk, assists management and our Board of Directors in identifying and monitoring risks that may affect multiple lines of business, and takes appropriate action when business activities exceed the risk tolerance of the company. Wells Fargo Compliance is the company's compliance independent risk management function, providing company-wide leadership, standards, support, and independent oversight to ensure that all front-line business groups abide by applicable laws, rules, regulations and regulatory guidance (regulatory requirements), meet compliance responsibilities, and manage compliance risks. Wells Fargo Compliance credibly challenges management decisions, business processes and activities, and evaluates and assesses adherence to applicable regulatory requirements. It provides appropriate analysis, reporting, and escalation to senior management and the Board of Directors, sets minimum standards for the company, and gives advice, guidance, and support for compliance risk management activities across the enterprise. Within Wells Fargo Compliance, the Enterprise Testing group is responsible for establishing and maintaining a consolidated Enterprise Testing program at the corporate level. Enterprise Testing is responsible for developing a common methodology and standards, providing governance and oversight, executing testing; and conducting horizontal reviews. Testing and validation teams are responsible for implementing the Enterprise Testing methodology and standards, and executing group- specific testing. Primary Duties and Responsibilities: Responsibilities include but are not limited to: Plan and perform risk-based review activities that independently assess and evaluate the effectiveness of Wells Fargo's businesses' operational controls and its compliance with key regulations and policies. Identify deficiencies and recommend solutions to complex issues Work with Front Line and Independent Risk Management teams to agree on corrective actions to strengthen monitoring and testing programs Ensure identified deficiencies are promptly addressed and effectively resolved Write reports or presentations that clearly articulate the results/conclusions of review activities and communicate to key stakeholders across the company Lead or assist in investigating and reporting issues, as needed, conducting inquires, obtaining and reviewing necessary documents and interviewing team members, as appropriate Assist on Independent Risk Management projects Work collaboratively with internal and external stakeholders and across groups/LOBs and with other risk management teams Maintain an understanding of the Corporate Risk Framework and the interconnectivity of its key components Maintain an understanding of business operations and regulatory guidance/expectations Anticipate changes in the internal and external environment and adapt the testing program accordingly Provide guidance during risk assessment processes and state of operational risk and compliance reporting As appropriate, assist with the development of training/procedural materials Work with senior management, Legal Department and other key constituencies to encourage, promote and enhance a culture that encourages ethical conduct and a commitment to compliance with applicable laws and regulations Ensure proper and effective communication (including developing reporting) is in place ***Please Note: Based on the volume of applications received, this job posting may be removed prior to the indicated close date. If you do not apply prior to the closing of this posting, we encourage you to apply for other opportunities with Wells Fargo. Required Qualifications 5+ years of experience in risk management (includes compliance, financial crimes, operational risk, audit, legal, credit risk, market risk, IT systems security, business process management) or 5+ years of financial services industry experience, of which 3+ years must include direct experience in risk management Desired Qualifications A BS/BA degree or higher Ability to articulate issues, risks, and proposed solutions to various levels of staff and management Ability to drive and lead organizational change in a dynamic environment Ability to identify and present processes/operational enhancements Ability to prioritize work, meet deadlines, achieve goals, and work under pressure in a dynamic and complex environment Ability to take initiative and work independently with minimal supervision in a structured environment Ability to think creatively to find innovative solutions to complex analytical questions Ability to work and influence successfully within a matrix environment and build effective business partnerships with all levels of team members Ability to work effectively in a team environment and across all organizational levels, where flexibility, collaboration, and adaptability are important Solid conflict management and decision making skills Solid critical thinking skills Strong analytical skills with high attention to detail and accuracy Leadership skills including the ability to influence effectively in a matrix environment Experience consulting, influencing and partnering with business executives, leadership, human resources partners and peers Excellent verbal, written, and interpersonal communication skills Ability to interact with all levels of an organization Other Desired Qualifications Experience in Audit, Compliance, Risk and Testing Testing experience across multiple lines of business Knowledge of consumer regulations Experience providing credible challenge Experience with risk systems such as Shared Risk Platform (SHRP), Risk and Control Self-Assessment (RCSA), Control Risk Analysis System (CRAS+) or an equivalent risk platform Salary Information The salary range displayed below is based on a Full-time 40 hour a week schedule. IA-West Des Moines: Min: $80,500 Mid: $115,000 SC-Fort Mill: Min: $80,500 Mid: $115,000 TX-DAL-North Dallas: Min: $80,500 Mid: $115,000 MN-Minneapolis: Min: $80,500 Mid: $115,000 OR-Portland: Min: $80,500 Mid: $115,000 NJ-Summit: Min: $96,600 Mid: $138,000 NC-Charlotte: Min: $80,500 Mid: $115,000 TX-San Antonio: Min: $80,500 Mid: $115,000 MO-Saint Louis: Min: $80,500 Mid: $115,000 IA-Des Moines: Min: $80,500 Mid: $115,000 Street Address IA-West Des Moines: 7001 Westown Pkwy - West Des Moines, IA SC-Fort Mill: 3480 State View Blvd - Fort Mill, SC TX-DAL-North Dallas: 14241 Dallas Parkway - Dallas, TX MN-Minneapolis: 600 S 4th St - Minneapolis, MN OR-Portland: 1300 Sw 5th Ave - Portland, OR NJ-Summit: 190 River Rd - Summit, NJ NC-Charlotte: 401 S Tryon St - Charlotte, NC TX-San Antonio: 4101 Wiseman Blvd - San Antonio, TX MO-Saint Louis: 1 N Jefferson Ave - Saint Louis, MO IA-Des Moines: 800 Walnut St - Des Moines, IA Disclaimer All offers for employment with Wells Fargo are contingent upon the candidate having successfully completed a criminal background check. Wells Fargo will consider qualified candidates with criminal histories in a manner consistent with the requirements of applicable local, state and Federal law, including Section 19 of the Federal Deposit Insurance Act. Relevant military experience is considered for veterans and transitioning service men and women. Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation.
Charlotte, NC, USA